Drake University School of Education
EDUC 201 and 202

 Causal-Comparative Discussion

The following is a discussion of the causal-comparative method that occurred in the spring of 1998 on the AERA-D listserv. I have tried to capture as much of this thread as I could, and reproduced it here for class. It is quite extensive, but very interesting. The essence of the disagreement concerns the nature of this research method, how it relates (or differs from) correlational methods, and the whole concept of causality. Enjoy!


Date: Sat, 7 Feb 1998 11:53:35 -0500

From: Bill Castine <wcastine@FAMU.EDU>

Subject: Re: Research Methods Question

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Donald F. Burrill wrote:

 

> On Fri, 6 Feb 1998, Burke Johnson wrote:

>

> << snip >>

>

> > Here are my questions:

> >

> > 1. Does anyone know who coined the term "causal comparative"

> > research? (I have never seen the term outside of education.)

> > When was it coined?

> I don't know; but it may be pertinent that have not

> heretofore

> encountered the term, and I did try to keep reasonably current for the

>

> "Introduction to Research in Education" course until my retirement in

> 1993.

 

I recall this term from at least 25 years ago. It may well have been

mentioned in Campbell and Stanley's work published in the 1963 Handbook

of Research on Teaching and later as a separate paperback. It's at the

office and I'm at home, so I can't verify at the moment.

 

Many students often miswrite the term as "casual comparative," which may

be an unwittingly accurate statement.

 

> > 2. Why do educational researchers, such as these textbook authors,

> > believe that evidence about cause and effect will be any stronger in

>

> > causal comparative research than in correlational research?

 

[[snip]]

 

> To those suggestions I'm tempted to add "an unawareness, or at

> least a lack of appreciation, of the famous work by Campbell and

> Stanley

> (1966)".

> And it wouldn't surprise me if this belief turned out to be

> related to the regrettably pervasive mathophobia with which we are all

>

> far too familiar, but I'd as soon not speculate in that direction...

> -- DFB.

 

The notion that educational researchers "believe that evidence about

cause and effect will be any stronger in causal comparative research

than in correlational research" appears to be an overgeneralization.

Many, if not most, of us hold a viewpoint along the following lines:It

is generally accepted that the only way to _establish_ cause and effect

relationships is via experimental research; however, either

causal-comparative or correlational research may indicate _possible_

causes, which can be tested further through experimentation.

 

In a sense, causal comparative research requires one to "play

detective." Whatever variables have acted, have acted. The

researcher/detective's task is to identify whodunit and/or how.

Correlational research involves a sifting of data to see if two (or

more) variables fall out in the same pile. In either case, potential

causality has been only indicated--not established. Further work is

needed to examine the probability of causal relationships.

_______________

 

Date: Sat, 7 Feb 1998 17:42:11 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Research Methods Question -Reply -Reply

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Darrell L. Sabers (Professor of Educational Psychology) writes:

 

"I guess I see the differences in studies trying to show causation and

studies trying to establish the size of the correlation coefficient as being

very different."

 

Burke Johnson's comment begins here:

 

Similar to Darrell's viewpoint, the leading selling textbook in education

(written by Gay) says: "correlational research...describes conditions that

already exist. Causal-comparative research, however, also attempts to

determine reasons, or causes, for the current status of the phenomena

under study" (4th edition, p.283). "Causal-comparative studies attempt to

identify cause-effect relationships, correlational studies do not" (p. 284).

"The purpose of a correlational study may be to determine relationships

between variables, or to use relationships in making predictions" (p.264).

"...variables that are highly related may suggest CAUSAL-COMPARATIVE

or experimental studies to determine if the relationships are causal"

(p.264).

 

Burke Johnson's comment to Sabers and Gay follows:

The above is the myth that the scaling of an independent variable has

something to do with attribution of cause and effect. Other things equal,

it does not matter if the independent variable is categorical or if it is

quantitative. Without additional information about how a particular study

was designed and conducted, we simply cannot say whether a

causal-comparative study OR a correlational study provides more or less

evidence about cause and effect, and it is a problem when the leading

textbook does exactly this. I will also assume that if the leading textbook

does this then there must be some teachers of educational research

who are also doing it. BTW, it would obviously be just as wrong to

attribute cause and effect based on a study with a single categorical

Independent variable (with no controls or any attempt to establish time

ordering) as it would with a study with a single quantitative independent

variable (with no controls or attempt to establish time ordering)...

 

Here is Burke Johnson's comment about Darrell's statement about a

correlation coefficient measuring the magnitude of a relationship:

 

First, there is MUCH more to correlational research than calculating a

bivariate correlation coefficient...Furthermore, hopefully one day we will

begin teaching that ANOVA and correlation are both cases of the

general linear model. Most methodologists are currently calling for

ANOVA users to provide estimates of effect size in addition to tests of

statistical significance. In fact, whether we are doing an ANOVA OR a

regression, we can all provide 1) p-values for determination of statistical

significance AND 2) estimates of effect size for each independent

variable.

 

My bottom line is that I hope that we as teachers of educational research

will attempt to debunk the myth that the scaling of the independent

variable (i.e., is it categorical or quantitative) has anything to do with the

attribution of cause and effect, and I hope we will pass our viewpoints

along to our book reps.

 

Thanks for the open discussion...

Burke Johnson

 

P.S. For more information about correlational versus causal-comparative

research, you can read the following message from an earlier post...

 

Burke Johnson said:

 

2. Why do educational researchers, such as these textbook authors,

believe that evidence about cause and effect will be any stronger in

causal comparative research than in correlational research?

 

Darrell Sabers said:

There is a major difference in the purpose of the two methods.

 

Burke Johnson replied:

The answer to the question about cause and effect cannot be in the

form "because we DEFINE causal comparative and correlational

research as having different purposes." My question is, stated

differently, why is your evidence about cause and effect any stronger

for a study about the effect of gender (a nominal variable) on

achievement than a study of self-esteem (a quantitative variable) on

achievement? If I were to accept your definitions of causal comparative

and correlational research, I would be justified in making such a

conclusion.

 

Darrell Sabers said:

Causal comparative is intended to substitute for experimental research

when one cannot manipulate the independent variable. However, control

over rival hypotheses are attempted in order to provide evidence for

causation. In C_C research, one attempts to a) show correlation

between x and y b) show x precedes y, and c) rules out rival

hypotheses. In correlational research, one shows only a) above and

perhaps the degree to which the variables are correlated.

 

Burke Johnson replied:

I can show you many examples of published causal comparative

research that do not attempt to control for extraneous variables, and I

can show you many examples of published correlational research that

do attempt to control for extraneous variables...The way to get a read on

time order in nonexperimental research is via theory (which is the

approach often used in structural equation modeling) and by designing

prospective or longitudinal studies. And there is no REQUIREMENT that

the independent variable must be categorical in prospective or in

longitudinal research. Finally, if someone claims they can make a

stronger statement about cause and effect with a categorical

independent variable than with a quantitative independent variable, then I

guess they would always collapse their continuous independent variable

into categories, so that, somehow, their design will now be

stronger--BTW, if they do this, then the difference between causal

comparative and correlational research is irrelevant (i.e., the big

difference suddenly disappears).

 

DS said:

If the way I present it is accurate, the two are very different, and the

C_C approach can be used to suggest causation whereas correlational

cannot.

 

BJ said:I don't see the difference, except by definition.

 

 

2/8/98

 

Date: Sun, 8 Feb 1998 10:09:44 MST

From: Norman David Giesbrecht <ndgiesbr@ACS.UCALGARY.CA>

Subject: Causal-Compartive vs. Correlational

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The differences between causal-comparative vs. correlational studies

_should_ be more than definition or interpretation of results.

In its simplest form, a correlational study provides evidence for

a _relationship_ between some variables - that may or may not

have some theoretical basis (e.g., many correlational studies

may simply be empirical explorations with pragmatic ends).

Causal-comparative, as the name implies, are (or should be)

grounded in causal hypotheses and _designed_ to explore

evidence of causal relationships within the constraints of

a comparative context. Obviously, a comparative analysis

does not provide evidence of causality ... so what to do

within the limitations of a single measurement point ?

There are no truly satisfying solutions, but some approaches

include exploring issues of measurement and analysis. i.e.,

we can recognize that certain observations (or measurments)

reflect a history .. is 'gender' a measurement of one's

current state of 'sex' or does it also reflect a history

of socialization; one can also explore state vs. trait

measures, 'recollected' parenting style etc. (recognizing

the _limitations_ inherent in the measure and the confounding

influence of both history and present vantage point etc);

'age' includes shared cohort experiences (e.g., Vietnam war)

Clearly, there are _major_ limitations and problems with

these assumptions and measurements ... but they reflect

a certain intentionality in design and measurement.

Similarly, in the analysis ... one can use procedures

such as structural equation modelling to test whether

the correlational patterns within the data are

_consistent_ with hypothesized causal relationships.

One is of course limited to a conclusion that 'the

pattern of relationships is consistent with a

specific causal hypothesis'. One can also evaluate

competing causal models and discuss which theoretical

perspective is best 'fitted' by the correlational patterns

in the data. On a simpler level, one can use

multiple-regression based path analysis to explore /

evaluate patterns of covariance. In interpretation,

there are also certain (say time-related) inferences

that one can put forth. A correlational study may

show a relationship between certain cognitive

processing styles and gender or age ... although

this is a correlational results based on a single

measurement point, one would not argue that gender

or age were possibly a 'causal' outcome of cognitive

style ... though one might suggest that the results

are consistent with a causal hypothesis that

developmental influence linked to gender or age

played a role. Covariation / zero-order correlations

also allow us to compare correlational patterns when

we 'control' (statistically remove the variation

associated with) certain measurements / variables.

 

Norman Giesbrehct, Ph.D.

 

P.S. Although not specifically stated, major caveats

re: the limitationscausal-comparative measurement

and analytic assumptions hold true. The intention

of the posting being to highlight some implications

for design, measurment and analysis when one

sets causal-comparison as the research objective

(vs. simple correlation)

____________________

 

2/9/98

 

Date: Mon, 9 Feb 1998 11:00:32 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Causal-Compartive vs. Correlational -Reply

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My comments (Burke Johnson) are after segments of Norman

Giesbrecht's text. Norman's text is in quotes:

 

>>> Norman David Giesbrecht <ndgiesbr@ACS.UCALGARY.CA>

02/08/98 11:09am >>>

 

"The differences between causal-comparative vs. correlational studies

_should_ be more than definition or interpretation of results.

In its simplest form, a correlational study provides evidence for

a _relationship_ between some variables - that may or may not

have some theoretical basis (e.g., many correlational studies

may simply be empirical explorations with pragmatic ends)."

 

--> Causal comparative also examines the relationships between

variables. Doesn't the most simple form of a causal comparative examine

the relationship between a single categorical independent variable and a

single dependent variable?

 

-->many causal comparative studies may also "simply be empirical

explorations with pragmatic ends"

 

"Causal-comparative, as the name implies, are (or should be)

grounded in causal hypotheses and _designed_ to explore

evidence of causal relationships within the constraints of

a comparative context. "

 

-->the name CAUSAL-Comparative is a misnomer. (In my earlier post I

asked who introduced this term into education so that I could learn more

about the history of the term. So far, no one seems to know. The term is

not used outside of education.) Some of my students believe after

reading their educational research methods books that a causal

comparative design provides MORE evidence for cause and effect than

correlational AND EXPERIMENTS. Why should a nonexperimental method,

that happens to have a categorical independent variable, have the word

causal in it? Do I suddenly have a right to think causally if I categorize my

quantitative independent variable? For example, do I have more basis for

thinking causally if I examine high versus low motivation instead of a

quantitatively scaled motivation variable? If any approach should have

the term causal in it, it would be experimental. And in terms of causal

comparative versus correlational, my previous posts should make it

exceedingly clear that the scaling of the independent variable

(categorical in C-C and quantitative in correlational) has NOTHING to do

with one's ability to make cause and effect statements. Do you disagree

with this statement?

 

"Obviously, a comparative analysis does not provide evidence of

causality"

 

-->And, again, the degree of truth to this statement has nothing to do

with the scaling of an independent variable (i.e., is it categorical as in C-C

or is it quantitative as in Correlational)

 

 

" ... so what to do within the limitations of a single measurement point ?

There are no truly satisfying solutions, but some approaches

include exploring issues of measurement and analysis. i.e.,

we can recognize that certain observations (or measurments)

reflect a history .. is 'gender' a measurement of one's

current state of 'sex' or does it also reflect a history

of socialization; one can also explore state vs. trait

measures, 'recollected' parenting style etc. (recognizing

the _limitations_ inherent in the measure and the confounding

influence of both history and present vantage point etc);

'age' includes shared cohort experiences (e.g., Vietnam war)

Clearly, there are _major_ limitations and problems with

these assumptions and measurements ... but they reflect

a certain intentionality in design and measurement."

 

-->regarding your points about measurement: they apply equally to

quantitative variables. For example, self-esteem also reflects history,

personality, and even genetic factors. Statements about cause and

effect are not contingent upon the scaling of the independent variable,

and, hence, there is no necessary superiority of causal-comparative

designs over correlational designs.

 

"Similarly, in the analysis ... one can use procedures

such as structural equation modelling to test whether

the correlational patterns within the data are

_consistent_ with hypothesized causal relationships."

 

-->this applies to both C-C and correlational designs. Categorical as well

as quantitative variables can be used in structural equation modeling.

You point that we use theory to give evidence about time ordering and to

make predictions to be tested in empirical data is well taken.

 

"One is of course limited to a conclusion that 'the

pattern of relationships is consistent with a

specific causal hypothesis'."

 

--> I agree. Furthermore, more than one model specification may

empirically "fit" the data (the theory overidentification problem). Additional

research and open discussion by other researchers in the empirical

literature can help find "holes" in the theory.

 

" One can also evaluate competing causal models and discuss which

theoretical perspective is best 'fitted' by the correlational patterns

in the data. On a simpler level, one can use multiple-regression based

path analysis to explore / evaluate patterns of covariance. In

interpretation, there are also certain (say time-related) inferences

that one can put forth. A correlational study may show a relationship

between certain cognitive processing styles and gender or age ...

although this is a correlational results based on a single

measurement point, one would not argue that gender

or age were possibly a 'causal' outcome of cognitive

style ... though one might suggest that the results

are consistent with a causal hypothesis that

developmental influence linked to gender or age

played a role. Covariation / zero-order correlations

also allow us to compare correlational patterns when

we 'control' (statistically remove the variation

associated with) certain measurements / variables."

 

-->Your points in this last section are well taken. And, they more

generally apply to both causal-comparative and correlational designs.

BTW, structural equation modeling can be used on longitudinal as well as

cross-sectional data. More importantly for our discussion, causal

comparative and correlational designs can both be done using

longitudinal or cross-sectional data.

 

-->Again, my point is that, ceteris paribus, one cannot say whether a

causal comparative design or a correlational design provides more or

less evidence of cause and effect. However, the leading selling textbook

in education (by L.R. Gay) does precisely this, and has done so for over

two decades now. How many students does that add up to having

heard the statement "Causal comparative studies attempt to identify

cause-effect relationships, correlational studies do not" (Gay, 4th ed,

page 284). The correct point is that the scaling of an independent

variable has nothing to do with statements about cause and effect.

 

 

"Norman Giesbrehct, Ph.D. P.S. Although not specifically stated, major

caveats re: the limitationscausal-comparative measurement and analytic

assumptions hold true. The intention of the posting being to highlight

some implications for design, measurment and analysis when one sets

causal-comparison as the research objective (vs. simple correlation)"

 

-->your implied comparison is a straw man. Why would one want to

compare a causal-comparative approach where attempts have been

made to control extraneous variables and establish time order versus a

correlational design that only examines a simple correlation? This is

exactly what many educational research methods books have been

doing for years. They act as if correlational researchers know how to do

little more that examine bivariate correlations. Books need to compare the

simple form of causal-comparative versus the simple form of

correlational, and the more complex forms versus the more complex

forms.

 

-->I hope others will become involved in our open discussion; perhaps

we can have an impact on the authors of our textbooks.

 

-->Regards.

 

-->Burke Johnson

__________________

_________________

Date: Mon, 9 Feb 1998 11:39:23 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Research Methods-Reply -Reply

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Following is Bill's comment to mine. My reply to his post is given at the

end...

 

>>> Bill Castine <wcastine@famu.edu> 02/09/98 09:48am >>>

Burke Johnson wrote:

> Why wouldn't a researcher conducting correlational research have to

> "play detective" just as much as a researcher conducting

> causal-comparative research? The same rules of evidence apply to

both

>

> approaches if one is attempting to gather any evidence of cause and

> effect, right?

 

Indeed you are correct, Burke. I guess I didn't emphasize that point

because one generally undertakes a causal comparative project with the

express notion of rooting out possible causative variables leading to

some previously observed effect. Too many correlation studies appear

to

be undertaken from the standpoint that "we have all these data; let's

run a correlation and see what falls out." In other words, the primary

motive often is to seek _any_ relationship, irrespective of cause. This

may be a minor point--and a flaw in the researcher rather than the

method. In any event, I guess your last sentence includes a premise

which is not always the case: "if one is attempting to gather any

evidence of cause and effect...." Sometimes that's a big "if."

Thanks for your feedback.

Bill

 

This is my comment to Bill's post...

 

-->Bill, The purpose of my original post was to point out that educational

research methods books are mistaken in saying that causal comparative

research can be used to probe cause and effect while correlational

cannot. That is simply not true. You point out in your post that you think

causal-comparative researchers are better at thinking about cause and

effect than researchers doing correlational research. This seems to me

to be a stereotype that might be true for some researchers, but it is

certainly not true for many other researchers. For example, examine the

journal called American Sociological Review, which reports mostly

nonexperimental research, and then tell me if you believe most

correlational research pays little or no attention to control. Obviously the

quality of a journal is typically related to the quality of the articles. I

contend that if we taught how to do good correlational AS WELL AS

good causal-comparative research, then our field would be better off. It

only hurts our field when some of our books reproduce stereotypes.

That is not the purpose of a textbook, and we can do better. Good books

should teach good practice. It does not help our field to suggest as LR

Gay does that causal-comparative research can be used to explore

cause and effect but correlational research cannot. The scaling of the

independent variable has nothing to do with cause and effect evidence.

 

Regards...

Burke J.

________________

 

2/10/98

 

Date: Tue, 10 Feb 1998 00:30:42 -0500

From: Bill Castine <wcastine@FAMU.EDU>

Subject: Re: Research Methods-Reply -Reply

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Burke Johnson quoted my personal post to him, which said in part:

 

> . . . one generally undertakes a causal comparative project with the

> express notion of rooting out possible causative variables leading to

> some previously observed effect. Too many correlation studies appear

> to be undertaken from the standpoint that "we have all these data;

> let's

> run a correlation and see what falls out." In other words, the

> primary

> motive often is to seek _any_ relationship, irrespective of cause.

>

> This is my [Burke Johnson's] comment to Bill's post...

>

> <<snip>>

 

> You point out in your post that you think

> causal-comparative researchers are better at thinking about cause and

> effect than researchers doing correlational research.

 

<<snip>>

 

To which I (Bill) reply: Please reread my note. I never said I thought

anyone was "better at thinking about cause and effect...." I simply

said the basic premise varied amongst various researchers. In a much

earlier post I pointed out that experimentation was the only accepted

way to _establish_ causality, though various other methods might

_indicate_ it. Most of us accept that "correlation does not imply

causality."

 

Bill

________________

Date: Tue, 10 Feb 1998 16:53:43 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Causal-Compartive vs. Correlational -Reply -Reply

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My most recent comments are in CAPS OR I BEGIN THE PARAGRAPH

WITH CAPS . . .

 

>>> "Norman David Giesbrecht" <ndgiesbr@acs.ucalgary.ca> 02/10/98

11:26am >>>>

> Recently "Burke Johnson" wrote ...

> --> Causal comparative also examines the relationships between

> variables. Doesn't the most simple form of a causal comparative

examine the relationship between a single categorical independent

variable and a

> single dependent variable?

 

Causal-comparative is _not_ (essentially) "a categorical independent

variable and a ... dependent variable".

 

Burke Johnson's reply:

->IT IS ACCORDING TO LR Gay's textbook, and that's what my comment

was about. Her textbook teaches through words and examples that

causal comparative research has at least one categorical IV and

correlational research is based on quantitative variables. We can both

think of exceptions to this rule, but, this is what is being taught to our

students via their textbooks. I find myself having to constantly correct the

textbook. Below, I will I provide some quotes from the textbook by L.R.

Gay. Also, take a look at Slavin's textbook. He does not buy into the

artificial distinction between correlational and causal-comparative

research. He titles his chapter "nonexperimental quantitative research"

and he says: "When correlational studies use categorical as independent

variables, they are often called _causal-comparative designs_...In

concept, causal-comparative studies are not any different from other

correlational studies using categorical variables, [note that Slavin also

doesn't hide the point that correlation coefficients are available for

categorical variables] except that researchers using causal-comparative

designs often use statistics (such as t-tests and F's) to compare the

different groups..."(p. 55). BTW, also note that Kerlinger dropped his use

of the term ex-post facto in his 1986 3rd edition of his well known book.

He chose the new term "nonexperimental."

 

Burke Johnson said earlier that:

> -->many causal comparative studies may also "simply be empirical

> explorations with pragmatic ends"

 

Norman David Giesbrecht replied...

As can _any_ research design (including experimental). A good

research design is more a function of the researcher than

the approach ... _however_, I would still maintain that

certain designs (in which I would include both experimental

and causal-comparative) can or should push a researcher

to greater methodological rigor.

-->AND I WOULD ADD CORRELATIONAL DESIGNS TO YOUR

REFERENCE TO EXPERIMENTAL AND CAUSAL-COMPARATIVE in your

note in parentheses . IF we are interested in explanatory research, then

people conducting correlational research also need " "GREATER

METHODOLOGICAL RIGOR."

 

> Burke Johnson from earlier post-->the name CAUSAL-Comparative is a

misnomer. (In my earlier post I asked who introduced this term into

education so that I could learn more about the history of the term. So far,

no one seems to know. The term is > not used outside of education.)

Some of my students believe after> reading their educational research

methods books that a causal comparative design provides MORE

evidence for cause and effect than > correlational AND EXPERIMENTS.

>why should a nonexperimental method, that happens to have a

categorical independent variable, have the word> causal in it? Do I

suddenly have a right to think causally if I categorize my > quantitative

independent variable? For example, do I have more basis for > thinking

causally if I examine high versus low motivation instead of a >

quantitatively scaled motivation variable?

 

Norman David Giesbrecht replied...

>A categorical independent variable doesn't make anything causal ...

and _no_ researcher would ever claim this. Scaling is a characteristic

of measurement and has _nothing_ to do with causal statement. No one

would disagree with your statement and no one makes that claim.

 

Reply By Burke Johnson.

-->ON THE CONTRARY, BASED ON A READING OF LR GAY's textbook

on research methods, ONE WOULD HAVE TO DISAGREE WITH YOUR

STATEMENT. TRY asking your students sometime after reading Gay if

more evidence can be obtained from a C-C design than from a CORR

design. I know what I read in Gay, and I know what my students have

told me when I have asked them. GAY STATES THAT ONE CAN MAKE

STATEMENTS ABOUT CAUSE AND EFFECT WITH C-C RESEARCH BUT

NOT WITH CORR RESEARCH. Obviously, both you and I know that this is

certainly not the case, and this is the point I have been addressing in all

of my previous posts. If you look at any example in the Gay book, you

will see that the difference between a causal-comparative design and a

correlational design is the scaling of the independent variable. Note the

Slavin quote above, and note the following quotes.

 

HERE ARE A FEW QUOTES FROM GAY FOR A REMINDER ABOUT WHAT

IS STATED IN THE TEXTBOOK BY GAY: "CORRELATIONAL

REESEARCH...describes conditions that already exist.

Causal-comparative research, however, also attempts to determine

reasons, or causes, for the current status of the phenomena under

study" (4th edition, p.283). "Causal-comparative studies attempt to

identify cause-effect relationships, correlational studies do not" (p. 284).

"Corrrelational research attempts to determine whether, and to what

degree, a relationship exists between two or more quantifiable variables"

(p.14). "Causal-comparative and experimental research...both attempt to

establish cause-effect relationships; bot involve group comparisons"

(p.15). In a correlational study "each variable must be experssible in

numerical form, that is, must be quantifiable" (p.279). "The purpose of a

correlational study may be to determine relationships between variables,

or to use relationships in making predictions" (p.264). "...variables that

are highly related may suggest CAUSAL-COMPARATIVE or experimental

studies to determine if the relationships are causal" (p.264).

 

WHAT I AM CONTENDING IS 1) OTHER THINGS EQUAL, ONE CANNOT

MAKE ANY STRONGER STATEMENTS about cause and effect with a

causal-comparative design than with a correlational design. My

distinction between causal-comparative and correlational designs is that

the former has a categorical IV whereas the latter has a quantitative IV.

This distinction is based on Gay and many other Educational Research

textbooks. I personally believe that the distinction between C-C and

CORR should be dropped (i.e., why don't we talk about nonexperimental

research rather than C-C versus Correlational) and/or that statements

that C-C provides greater causality evidence than correlational should be

dropped. That's all I am trying to say. What do you think about these two

points?

 

 

 

An earlier comment by Burke Johnson:

>If any approach should have

> the term causal in it, it would be experimental.

 

Norman David Giesbrecht replied...

I believe that here is where we start to get at the heart of the matter.

Perhaps the reason that causal-comparative is well-rooted in education

is linked to the inadeqacy of experimental designs in addressing

complex psychosocial processes. It is simply _not_ possible to

"control" the complex dynamics that are involved. Causal-comparative

is often more sensitive (or should be) to the multiple influences

than experimental designs _In these contexts_ . Experiments are

not the be all and end all (in "causal" statements or otherwise)

_in these complex human arenas_ ... they cannot possibly control

all relevant variables and randomly select / assign subjects

matched on relevant characteristics. Performance in a

controlled "laboratory" settings under lab conditions is _NOT_

the same as performance in "real-life"settings ... when

the context iteself is an important variables (i.e., as it is

in almost all educational endeavours). Experimental designs

cannot isolate human beings for the _length_ of time one

typically needs to observe developmental processes. You can

to some degree control and observe some sensation and perception

processes in a controlled lab setting but you cannot

experimentally control, measure and analyze the process whereby

the perceived information is interpreted and integrated into

broader thinking processes. Note that we also move into

the arena of longitudinal vs. single-measurement point ...

and causal-comparative designs are not _by definition_

limited to a single measurement point any more than

they are by definition forced into a single categorical/interval

variable.

 

REPLY BY BURKE JOHNSON:

YOU SAID THAT historically, educational variables could not be

manipulated, hence, the development of "causal comparative" research.

Aren't many IVs in education also quantitative and nonmanipulatable?

You also say that education has to deal with complex real life settings. I

wonder can't correlational research deal just as well with complex real

life settings as causal-comparative? Finally, correlational designs are not

limited to measurement at a single time point, just as C-C research is not

limited in this way. (You did agree with this last point later in this post) My

question is: why do we use textbooks again and again that state that

causal-comparative research can provide evidence about cause and

effect but correlational research cannot? Granted, the Gay textbook has

much going for it (including very a very enjoyable and lucid writing style),

but why did we allow it to get to the 5th edition without correcting the

statement that causal-comparative research can provide some evidence

about cause and effect but correlational research cannot????? Several

years ago, I sent my comments to Gay via the Merrill rep. (I identified the

rep and mailed my comments to him. He said she received the

comments.)

 

<snip example>

 

Norman David Giesbrecht also said...

What causal-comparative _attempts_ (or can attempt to do)

is sample from real-world domains and identify possible patterns

of influence (based on correlational-related techniques)

 

REPLY by Burke Johnson:

Can I conclude that you believe that causal-comparative research is a

correlational research method (as Slavin teaches)? If yes then can I also

conclude that the distinction between causal-comparative and

correlational research is artificial and misleading, at least in terms of

providing evidence about cause and effect (other things equal)? If yes,

then we agree don't we?

 

 

Norman David Giesbrecht said...

By the way, it should be noted that ANOVA and correlation are

simply two faces of the same general linear model. Similarly,

_any_ categorical variable can be turned into (n-1) binary

_interval_ level variables.

 

Burke Johnson's reply:

I TOTALLY GREE WITH YOU and made the same point in an earlier post.

 

 

Burke Johnson said:

> cross-sectional data. More importantly for our discussion, causal

> comparative and correlational designs can both be done using

> longitudinal or cross-sectional data.

 

Norman David Giesbrecht replied...

Agreed ... good point ... which helps highlight some other

important methodlogical concerns in making causal statements.

 

Burke Johnson said:

We agree again. Our differences are probably a lot smaller than may

seem to be the case.

 

Burke Johnson said in an earlier post:>

> in education (by L.R. Gay) does precisely this, and has done so for

over

> two decades now. How many students does that add up to having

> heard the statement "Causal comparative studies attempt to identify

> cause-effect relationships, correlational studies do not" (Gay, 4th ed,

> page 284).

 

Norman David Giesbrecht replied...

The key word is _attempt_ and perhaps it would be more accurate

to say that they attempt to find consistencies between observed

patterns and hypothesized causal relationships and then argue

that this suggests or supports the validity of the hypothesized

relationships.

 

Burke Johnson replies:

WHAT IS your point? Mine was that Gay clearly states (numerous times)

that causal-comparative attempts to demonstrate cause and effect but

correlational does not. My points are 1) experimental research is (ceteris

paribus) better than nonexperimental research, and 2) Ceteris paribus,

causal comparative research is neither better nor worse regarding

cause and effect than correlational research. I also pointed out that the

Gay textbook (that has sold thousands and thousands of copies) clearly

and directly says that greater evidence can be obtained from

causal-comparative than from correlational research. It just ain't so.

 

THANKS FOR THE DEBATE Norman and others...

If you have any more comments, I will find time to reply.

 

Sincerely,

Burke Johnson

____________________

Date: Tue, 10 Feb 1998 17:22:04 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Causal comparative and cause

MIME-version: 1.0

Content-type: text/plain

 

It is popular in educational research books for the authors to state that

"correlation does not imply cause." Why don't we also emphasize:

"Neither does a difference between two or more groups in a

causal-comparative design imply cause." I find this second point just as

important as the first point. BTW, correlation or relationship is a

necessary but not sufficient condition for causation, right? As I tell my

students, "it ain't nearly enough but you gotta have it."

 

Cheers,

Burke Johnson

_____________________

Date: Tue, 10 Feb 1998 18:57:38 EST

From: Michael Scriven <Scriven@AOL.COM>

Subject: Re: Causal comparative and cause

MIME-version: 1.0

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In a message dated 2/10/98 4:26:44 PM, Burke Johnson wrote:

 

<< Why don't we also emphasize:

"Neither does a difference between two or more groups in a

causal-comparative design imply cause." I find this second point just as

important as the first point.>>

 

1. If assignment is random, and the groups large enough, the difference

virtually guarantees causation. Whereas correlation, no matter how perfect,

does not even make it likely.

 

You continue: >>BTW, correlation or relationship is a necessary but not

sufficient condition for causation, right? As I tell my students, "it ain't

nearly enough but you gotta have it."<<

 

2. Not at all; most causation is not associated with correlations. Heart

attacks are a common cause of death, but the correlation is low; same with

virtually all historical causation, clinical causation, etc.

 

Michael Scriven

_________________

Date: Tue, 10 Feb 1998 10:26:10 MST

From: Norman David Giesbrecht <ndgiesbr@ACS.UCALGARY.CA>

Subject: Re: Causal-Compartive vs. Correlational -Reply

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>

>

> Recently "Burke Johnson" wrote ...

>

>

> --> Causal comparative also examines the relationships between

> variables. Doesn't the most simple form of a causal comparative examine

> the relationship between a single categorical independent variable and a

> single dependent variable?

 

Causal-comparative is _not_ (essentially) "a categorical independent

variable and a ... dependent variable". Scaling is a function of

the variable being measured - not the design. One could just as

easily (and inappropriately) say that an experimental design

in "the most simple form ... examine(s) the realtionship between

a single categorical independent variable and a single dependent

variable" (i.e., an ANOVA analysis). Variables that do not lend

themselves to ordered interval measurement (e.g., control vs treatment)

are by definition categorical- irregardless of the research design.

 

 

>

> -->many causal comparative studies may also "simply be empirical

> explorations with pragmatic ends"

>

 

As can _any_ research design (including experimental). A good

research design is more a function of the researcher than

the approach ... _however_, I would still maintain that

certain designs (in which I would include both experimental

and causal-comparative) can or should push a researcher

to greater methodological rigor.

 

 

>

> -->the name CAUSAL-Comparative is a misnomer. (In my earlier post I

> asked who introduced this term into education so that I could learn more

> about the history of the term. So far, no one seems to know. The term is

> not used outside of education.) Some of my students believe after

> reading their educational research methods books that a causal

> comparative design provides MORE evidence for cause and effect than

> correlational AND EXPERIMENTS.

 

Why should a nonexperimental method,

> that happens to have a categorical independent variable, have the word

> causal in it? Do I suddenly have a right to think causally if I categorize my

> quantitative independent variable? For example, do I have more basis for

> thinking causally if I examine high versus low motivation instead of a

> quantitatively scaled motivation variable?

 

A categorical independent variable doesn't make anything causal ...

and _no_ researcher would ever claim this. Scaling is a characteristic

of measurement and has _nothing_ to do with causal statement. No one

would disagree with your statement and no one makes that claim.

Any design that compares "groups" tends to have categorical variables

to describe the "groups" (including experimental) simply because

one doesn't intervally measure groups (e.g., control, treatment 1,

treatment 2, treatement 1+2)

 

>If any approach should have

> the term causal in it, it would be experimental.

 

I believe that here is where we start to get at the heart of the matter.

Perhaps the reason that causal-comparative is well-rooted in education

is linked to the inadeqacy of experimental designs in addressing

complex psychosocial processes. It is simply _not_ possible to

"control" the complex dynamics that are involved. Causal-comparative

is often more sensitive (or should be) to the multiple influences

than experimental designs _In these contexts_ . Experiments are

not the be all and end all (in "causal" statements or otherwise)

_in these complex human arenas_ ... they cannot possibly control

all relevant variables and randomly select / assign subjects

matched on relevant characteristics. Performance in a

controlled "laboratory" settings under lab conditions is _NOT_

the same as performance in "real-life"settings ... when

the context iteself is an important variables (i.e., as it is

in almost all educational endeavours). Experimental designs

cannot isolate human beings for the _length_ of time one

typically needs to observe developmental processes. You can

to some degree control and observe some sensation and perception

processes in a controlled lab setting but you cannot

experimentally control, measure and analyze the process whereby

the perceived information is interpreted and integrated into

broader thinking processes. Note that we also move into

the arena of longitudinal vs. single-measurement point ...

and causal-comparative designs are not _by definition_

limited to a single measurement point any more than

they are by definition forced into a single categorical/interval

variable.

 

For example, let's say we wanted to study people's responses

to Clinton's alleged activities. How could one possibly

design and implement an experimental design ? i.e., without

consciously eliminating important influences such as peer

discussions, family interactions, the changing media response,

etc. ... also, how could you possibly control / match / assign

individuals without eliminating or not considering the host

of psychological variables etc. that might influence their response.

What causal-comparative _attempts_ (or can attempt to do)

is sample from real-world domains and identify possible patterns

of influence (based on correlational-related techniques)

 

 

 

And in terms of causal

> comparative versus correlational, my previous posts should make it

> exceedingly clear that the scaling of the independent variable

> (categorical in C-C and quantitative in correlational) has NOTHING to do

> with one's ability to make cause and effect statements. Do you disagree

> with this statement?

 

No one makes this claim ... it is "self-evident".

 

 

>

> -->regarding your points about measurement: they apply equally to

> quantitative variables. For example, self-esteem also reflects history,

> personality, and even genetic factors. Statements about cause and

> effect are not contingent upon the scaling of the independent variable,

> and, hence, there is no necessary superiority of causal-comparative

> designs over correlational designs.

 

My examples included both categorical (gender) and quantitative (age)

variables ... I agree with your example re: self-esteem.

 

By the way, it should be noted that ANOVA and correlation are

simply two faces of the same general linear model. Similarly,

_any_ categorical variable can be turned into (n-1) binary

_interval_ level variables.

 

> cross-sectional data. More importantly for our discussion, causal

> comparative and correlational designs can both be done using

> longitudinal or cross-sectional data.

 

Agreed ... good point ... which helps highlight some other

important methodlogical concerns in making causal statements.

 

>

> in education (by L.R. Gay) does precisely this, and has done so for over

> two decades now. How many students does that add up to having

> heard the statement "Causal comparative studies attempt to identify

> cause-effect relationships, correlational studies do not" (Gay, 4th ed,

> page 284).

 

The key word is _attempt_ and perhaps it would be more accurate

to say that they attempt to find consistencies between observed

patterns and hypothesized causal relationships and then argue

that this suggests or supports the validity of the hypothesized

relationships.

_____________________

Date: Tue, 10 Feb 1998 23:21:00 -0500

From: "Bryan W. Griffin" <bwgriffin@GSVMS2.CC.GASOU.EDU>

Subject: Re: Causal comparative and cause

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

>Michael, thank you for an elegantly succinct and cogent argument! 'Nuff

>said!

 

I disagree; in fact, I think the two statements introduce problems that

must be addressed.

 

>

>Bill Castine

>

>

>Michael Scriven wrote:

>

>> 1. If assignment is random, and the groups large enough, the

>> difference

>> virtually guarantees causation. Whereas correlation, no matter how

>> perfect,

>> does not even make it likely.

 

The difference guarantees causation only if you assume nothing else

differed between the two groups except for the experimental manipulation (a

tenuous assumption no matter how well controlled, at least in education).

 

I don't understand your use of the word correlation. Are you saying that

calculating a correlation for the group difference you mention above does

not imply causation, but using a t-test or ANOVA does? Or are you using the

term correlation synonymously (and incorrectly, I think) with the notion of

non-experimental research?

 

I think this type of loose language is exactly at the heart of the matter

that Burke has highlighted. The statistical procedure one uses is

irrelevant for determining causation -- keep in mind that the results of a

two group t-test or ANOVA can very easily be converted to a correlation, so

it should be obvious that reporting r = .85 (p < .05) can provide as much

information about causation as reporting t = 3.00 (p < .05) or F = 9.00 (p

< .05).

 

Yes, if one uses the term correlation to refer to all non-experimental

research, then correlation does not imply causation. However, since

correlation coefficients (and multiple regression, path analysis, etc.) can

be used to analyze experimental data, I think this double usage of the term

--

 

correlation = a type of research (i.e., non-experimental)

correlation = a set of statistical analysis procedures

 

confuses the issue.

 

For clarity of discussion, we should not confuse correlation with

non-experimental research. I think it would be much clearer to eliminate

the terms correlational research and causal-comparative research and use

instead non-experimental research or ex post facto research (as a number of

authors have already done, e.g., Kerlinger, Pedhazur and Schmelkin).

 

In your statement-- "Whereas correlation, no matter how perfect,

does not even make it likely" -- seems to imply that you are referring to

the statistical procedure since you refer to the size of the coefficient

("no matter how perfect"), so you appear to be confusing the statistical

analysis procedure with the research design. If the data were collected

from an experiment, then the correlation does, in fact, imply causation

just as much as the group difference expressed by a t-test or ANOVA.

 

 

>> You continue: >>BTW, correlation or relationship is a necessary but

>> not

>> sufficient condition for causation, right? As I tell my students, "it

>> ain't

>> nearly enough but you gotta have it."<<

>>

>> 2. Not at all; most causation is not associated with correlations.

>> Heart

>> attacks are a common cause of death, but the correlation is low; same

>> with

>> virtually all historical causation, clinical causation, etc.

>>

>> Michael Scriven

 

Again, your response to Burke appears problematic. According to Kerlinger,

Pedhazur and Schmelkin, and every other text I've ever read, to show

causation one must show a relationship. So even with heart attacks, the

association with death is low, but it is clearly present.

 

How one chooses to present that relationship in statistical form -- such as

with correlation coefficients, means and t or F ratios, chi-squares,

odds-ratios, etc.

-- is irrelevant to showing causation. That "most causation is not

associated with correlations" is simply a matter of choice or ignorance.

 

Cohen and Cohen, in their text on multiple correlations/regression, show

that anything presented with means and F-ratios can also be presented with

correlations, partial correlations, and part correlations. In fact,

correlations may actually be a better presentation form since they are a

standardized form and hence are effect sizes, something that is gaining in

importance thanks to a growing interest in meta-analysis.

___________________________________________________________________

Bryan W. Griffin

Phone: 912-681-0488

E-Mail: bwgriffin@gsvms2.cc.gasou.edu

WWW: http://www2.gasou.edu/edufound/bwgriffin/bgriffin.htm

__________________

 

 

Date: Wed, 11 Feb 1998 09:24:41 -0500

From: Gunapala Edirisooriya <edirig@ACCESS.ETSU.EDU>

Subject: Re: Causal comparative and cause

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I have been following this discussion with keen interest. Please let me

make a couple of comments:

 

Why do we talk about correlation and cuasation in terms of statistical

techniques, research design, and scales of measurement?

 

If we know X ===> Y (X causes Y), use any statistical technique

(regression, correlation, ANOVA, ...); use any design (experimental,

quasi-experimental, time-series, ...); use any scale (nominal, interval,

...). Any of these will still show us X ===> Y. Does any of these show

us a relationship between X and Y? Of course, they do. If the theory

says, the existing body of knowledge says that X ==> Y, then use any

statistical technique, design, or scale, you do not miss causation.

 

If we do not know whether X ==> Y or Y ==> X, then we cannot speak of

causation. But, the data show us a relationship between X and Y and Y

and X (X <==> Y). In the positivistic tradition, (true) experiments can

be used to find causation. OK, but we know we can use not only ANOVA,

but regression, correlation, etc with such data. It does not disprove

causation.

 

In causal-comparative (CC), we cannot experiment. So, we take two

samples one variable (factor) absent from one sample, ceteris paribus,

and the effect on the criterion or dependent or outcome variable is

highly correlated with the factor. Do an ANOVA, correlation, regression;

that relationship will be there. Call it causation, correlation,

ANOVAtion, whatever. What is important is that whatever we call it, it

MUST make sense. Nonsensical causation, nonsensical correlation simply

makes no sense.

 

If we use double arrow (<==>) to mean correlation (I think it makes

sense), then there is no point in talking about heart disease and death

in terms of X <==> Y. Because there is a relationship between heart

disease and death and NOT vice versa. If we cannot figure out which

causes which, then call it a relationship (correlation).

 

It is NOT the statistical technique that determies whether X ==> y or Y

==> X. It depends on the the best understanding of the existing body of

knowledge on the subject matter one is investigating. Or, common sense.

 

Let us hear more about on this topic. Gunapala.

 

----------------------------------------------------------------------

 

Burke Johnson wrote:

>

> It is popular in educational research books for the authors to state that

> "correlation does not imply cause." Why don't we also emphasize:

> "Neither does a difference between two or more groups in a

> causal-comparative design imply cause." I find this second point just as

> important as the first point. BTW, correlation or relationship is a

> necessary but not sufficient condition for causation, right? As I tell my

> students, "it ain't nearly enough but you gotta have it."

>

> Cheers,

> Burke Johnson

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

2/11/98

 

Date: Wed, 11 Feb 1998 08:59:52 -0800

From: dennis roberts <dmr@PSU.EDU>

Subject: Re: eliminating items

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len says:

 

>I would imagine that most of us do not specify how examinations will be

>graded in our syllabi. Usually, students are just interested in what

>proportion of the final grade will be determined by each grade producing

>activity during the semester.

 

i would not be so sure about the above .. usually ... this is about ALL we

give them though .... even if that much. in general ... i find the

information that instructors give to students about testing/grading to be

rather ambiguous ... and they do it that way deliberately i am sure ...

but, i would suggest that is not being very open/honest/fair with students.

i think students have a right to know HOW they will be graded and by what

STANDARDS. is this so difficult for an instrutor to figure out and convey?

 

>

>Any test scoring strategy that can be reasonably theoretically or

>empirically defended on the basis of reasonable professional practice must

>be defended on the basis of maintaining academic and professional freedom

>at institutions of eduation.

 

i would suggest that there is no good overall definition of "best practice"

... but, in the case of class tests ... that are supposed to be directly

connected to course content ... there is an overriding concern ... and that

the content ON the test items would have to be defended FIRST and ABOVE

ANYTHING ELSE. for example ... if the students point out (and are correct)

that an item on the test covers material not specifically covered in the

course/class ... or told by the instructor that would be on the test ...

then the students have a legitimate complaint ... and such an item should

be tossed out ... EVEN IF SOMEONE IN THE CLASS HAPPENED TO KNOW THE ANSWER.

items that turn out to be very ambiguous ... such that all kinds of

students misinterpret (legitimately from the rhetoric of the item) WHAT is

being asked ... then perhaps that might be a candidate for exclusion ...

but, i would suggest that using item analysis data .. the difficult and/or

disc ... by itself ... with no reference to some serious content flaw ...

is NOT sufficient evidence on which to make a decision to toss out an item.

 

>>And the people who determine the

>reasonablness of a scoring practice are the professionals within the

>discipline, not a bunch of lawyers and administrators!

>

 

i agree in general with the above ... but, i would point out that

capricious elimination of items on tests ... after the fact ... if it can

be demonstrated have some negative impact on one or more examinees .. could

be an instance that brings in those "lawyers and administrators" ... so if

we engage in this practice ... it should be for a DEFENSIBLE reason ...

 

 

 

>Len

>

>Leonard B. Bliss, Ph.D.

>Professor, Department of Leadership and Educational Studies

>Reich College of Education

>Appalachian State University

>Boone, NC 28608 USA

>blisslb@conrad.appstate.edu

>

>

Dennis Roberts, Penn State University, 208 Cedar Bldg., University Park, PA

16802

Email: dmr@psu.edu ... Phone: AC 814-863-2401 .. FAX: AC 814-863-1002

WWW: http://www2.ed.psu.edu/espse/staff/droberts/drober~1.htm

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 09:04:54 -0800

From: dennis roberts <dmr@PSU.EDU>

Subject: Re: Causal comparative and cause

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

actually ... what determines whether we can LOGICALLY AND REASONABLY

attribute cause of X to the outcome of Y ... is a METHOD that we use in the

collecting of data on X and Y ... what CONTROL we have over WHO gets what

level of X ...

 

i am not so sure that understanding of the "existing body of knowledge ...

" is the key ... though that could certainly help in being able to week out

extraneous noise from the causative chain you are trying to establish ...

 

 

>

>It is NOT the statistical technique that determies whether X ==> y or Y

>==> X. It depends on the the best understanding of the existing body of

>knowledge on the subject matter one is investigating. Or, common sense.

>

>Let us hear more about on this topic. Gunapala.

>

>----------------------------------------------------------------------

>

>Burke Johnson wrote:

>>

>> It is popular in educational research books for the authors to state that

>> "correlation does not imply cause." Why don't we also emphasize:

>> "Neither does a difference between two or more groups in a

>> causal-comparative design imply cause." I find this second point just as

>> important as the first point. BTW, correlation or relationship is a

>> necessary but not sufficient condition for causation, right? As I tell my

>> students, "it ain't nearly enough but you gotta have it."

>>

>> Cheers,

>> Burke Johnson

>

>

Dennis Roberts, Penn State University, 208 Cedar Bldg., University Park, PA

16802

Email: dmr@psu.edu ... Phone: AC 814-863-2401 .. FAX: AC 814-863-1002

WWW: http://www2.ed.psu.edu/espse/staff/droberts/drober~1.htm

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 09:18:00 CDT

From: Robert Arden Terry <rterry@OUPSY.PSY.OU.EDU>

Subject: Re: eliminating items

 

> but ... even if it is announced ... it still puts examinees at a

> disadvantage ... in the sense that they NEVER know if the items they will

> be spending time on .. will count. besides .. what is a bad item anyway ...

> ? until you discuss what that is ... what the parameters are for being

> called, after the fact, a bod item .. i don't think the instructor has

> adequately done his/her job. besides ... most faculty don't really

> understand item analysis statistics ... and would just use some arbitrary

> rule ... when the rule really has no SOUND psychometric basis ...

>

It is true that the very nature of taking a test can change the

results in ways unintended. Perhaps the inclusion of bad items may

have effects that are difficult to measure. If I understand Dennis

correctly, perhaps what is needed is to make some mechanism

available to the students that allows them an opportunity to deal

with such difficult questions.

One possibility is to allow students, at their discretion, to

"give" short-answers to MC questions that they feel cannot be

answered without further elaboration. This allows the good students

a chance to take poorly worded or vague questions and clarify their

response. I usually limit this to two questions, on the assumption

that my tests would rarely have more than 2 items which had "bad"

item statistics :-).

What I have found is that the good students are usually the ones

who identify the "bad" items by choosing to supplement their MC

response with a short-answer. In essence, there is usually no need

to throw out the item, because the students themselves are making the

item better by recognizing the limitation of the item itself, and

modifying it's effect by choosing to answer the question via

short-answer.

Then, on the next administration, one could either a) fix the

item, or b) get rid of it altogether.

 

 

Cheers,

 

Robert

 

Quantitative Pychology

University of Oklahoma

Norman, OK 73019

 

Ph: (405)-325-4593

Fax: (405)-325-4737

E-Mail: rterry@ou.edu

 

 

"A man's got to know his limitations" Clint Eastwood

as Dirty Harry in Magnum Force

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 08:39:04 -0700

From: "Kevin F. Spratt" <Kevin-Spratt@UIOWA.EDU>

Subject: Re: Causal comparative and cause

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

At 05:22 PM 2/10/98 -0600, you wrote:

>It is popular in educational research books for the authors to state that

>"correlation does not imply cause." Why don't we also emphasize:

>"Neither does a difference between two or more groups in a

>causal-comparative design imply cause." I find this second point just as

>important as the first point. BTW, correlation or relationship is a

>necessary but not sufficient condition for causation, right? As I tell my

>students, "it ain't nearly enough but you gotta have it."

>

>Cheers,

>Burke Johnson

>

>

 

Correlation is *not* a necessary condition for causation. Causation need

not be a linear phenomenon.

 

Another scenario where linear causation is involved, but where a zero order

correlation might not reflect this can occur when the nature of that linear

causation is dependent on another factor. For example, suppose x and a are

causally related in a linear fashion, and that rxa is positive for males

and rxa is negative for females: rxa could be minimal when computed across

a set including males and females.

 

 

 

___________________________________________________________

 

Kevin F. Spratt

Iowa Testing Programs &

Spine Diagnostic & Treatment Center

224-D Lindquist Center

University of Iowa

Iowa City, Iowa 52242

(319) 335-5572 (voice)

(319) 335-6399 (fax)

Kevin-Spratt@Uiowa.edu (e-mail)

_____________________

 

Date: Wed, 11 Feb 1998 10:56:12 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Causal comparative and cause -Reply

MIME-version: 1.0

Content-type: text/plain

 

My comments follow Michael's...

 

Michael Scriven writes: <Scriven@AOL.COM> 02/10/98 05:57pm >>>

In a message dated 2/10/98 4:26:44 PM, Burke Johnson wrote:

 

<< Why don't we also emphasize:

"Neither does a difference between two or more groups in a

causal-comparative design imply cause." I find this second point just as

important as the first point.>>

 

1. If assignment is random, and the groups large enough, the difference

virtually guarantees causation. Whereas correlation, no matter how

perfect,

does not even make it likely.

 

Burke Johnson's reply

-->Michael, You missed the point. Sorry if I did not make the point

clearly... The point was, WITHOUT any control or random assignment or

manipulation, etc. one can no more attribute cause from a difference

between two groups on some variable than one can from a bivariate

correlation. Whether one does an independent t-test or a bivariate

correlation has no bearing on statements of causality. I was comparing

the simple case of what educational research methods books call

causal-comparative research and correlational research. The only

difference between the simple case (i.e., the case to which I was

referring) of a causal-comparative design and the simple case of a

correlational design is the scaling of the independent variable. And in

both simple cases, one should not jump to causation. Obviously, in none

of these cases can one jump to cause. More investigative work is

needed...

 

It should also be interesting to note that one can move from the simple

case of correlational research to the simple case of causal-comparative

research simply by categorizing one's independent variable. In this case

one ends up with an ordinal variable (e.g., high IQ, medium IQ, and low

IQ). This process of collapsing a quantitative variable into a "categorical"

variable was common practice during the heyday of ANOVA. BTW, I am

not saying that one should NEVER collapse a quantitative variable into a

"categorical" variable...I'm just saying that I see no difference between

the SIMPLE CASES of C-C and CORR with regard to judgements of

causality.

 

Michael also says:

2. Not at all; most causation is not associated with correlations. Heart

attacks are a common cause of death, but the correlation is low; same

with virtually all historical causation, clinical causation, etc.

 

My reply is:

Most group differences are, likewise, not causal. The point is that we

need MORE than to observe group differences on some variable OR

observe a simple correlation to make a causal attribution. Don't you

agree with this statement?

 

Burke Johnson

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 16:53:29 0000

From: H F TANNER <H.F.Tanner@SWANSEA.AC.UK>

Subject: Re: Performance assessment and student evaluation

 

> The problem is this; it is not all that uncommon to receive a

> score on the appeal process that is one point off. When I read the

> comments on the student evaluations from last semester, two students

> who had appealed suggested that because we didn't demonstrate that

> the grade obtained was exactly the same.

> Despite the fact that we covered reliability, a number of

> students complained because we couldn't "consistently" grade the

> papers.

> To me, this is a real problem with using performance assessments,

> You have to admit that although independent judges can give quite

> similar grades, empirically they will NEVER be the same.

> On the other hand, even though we as measurement experts "know"

> that the same holds true for MC exams (when considered as a sample

> from some domain), the students DON"T KNOW THIS. To them, they

> either missed the item or got it right, and they don't question the

> reliability of the MC exam in the same way they question the essay

> or paper grade.

> Since student evalutions matter (another story :-)), it is

> probably in my best interest not to use these kinds of assessments

> since a) 20% of the class do not like them, and b) a substantial

> number thinks they can't be reliably assessed.

>

> Cheers,

>

> Robert

>

> Quantitative Pychology

> University of Oklahoma

> Norman, OK 73019

>

> Ph: (405)-325-4593

> Fax: (405)-325-4737

> E-Mail: rterry@ou.edu

>

>

> "A man's got to know his limitations" Clint Eastwood

> as Dirty Harry in Magnum Force

>

Howard Tanner

 

University of Wales Swansea

Department of Education

Hendrefoelan

Swansea SA2 7NB

tel: (+44) (0)1792 518642

fax: (+44) (0)1792 290219

 

"Life is what happens to you

while you're busy making other plans"

 

John Lennon

 

Why not visit my homepage on:

http://www.swan.ac.uk/education/waw/Howard.htm

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 11:46:49 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Causal comparative and cause -Reply

MIME-version: 1.0

Content-type: text/plain

 

Burke Johnson said:

<snip>

> BTW, correlation or relationship is a

>necessary but not sufficient condition for causation, right? As I tell my

>students, "it ain't nearly enough but you gotta have it."

 

Kevin F. Spratt replied:

Correlation is *not* a necessary condition for causation. Causation need

not be a linear phenomenon.

 

My reply is: I think you misread my statement. . . The statement says

"correlation OR relationship." Certainly a relationship may be curvilinear.

Hence, I totally agree with your statements about curvilinear

relationships...

 

Burke

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 11:50:48 -0600

From: Betsy Bizot <EBizot@BALLFOUNDATION.ORG>

Subject: Re: eliminating items

MIME-version: 1.0

Content-type: text/plain

 

> One possibility is to allow students, at their discretion, to

>"give" short-answers to MC questions that they feel cannot be

>answered without further elaboration. This allows the good students

>a chance to take poorly worded or vague questions and clarify their

>response. I usually limit this to two questions, on the assumption

>that my tests would rarely have more than 2 items which had "bad"

>item statistics :-).

 

This sounds good to me too. Reminiscient of the usual quantitative vs. qualitative discussions, the item statistics will tell you only that *something* is wrong with the item. Without this kind of qualitative feedback, you have to rely on your ability t

 

o second-guess yourself to figure out what in particular is wrong.

 

It also helps resolve the dilemma about credit/no credit for a problematic item. Anyone who (a) gets the original, intended answer with no comment, or (b) provides a convincing rationale for his/her choice of answer, can be given credit

 

Betsy

 

 

Elizabeth B. Bizot, Ph.D.

Project Manager

====================================

The Ball Foundation

Discovering and Developing Human Potential

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 12:08:44 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Causal comparative and cause -Reply

MIME-version: 1.0

Content-type: text/plain

 

Bill Castine said in reply to Michael Scriven's reply:

>>> Bill Castine <wcastine@FAMU.EDU> 02/10/98 09:38pm >>>

Michael, thank you for an elegantly succinct and cogent argument! 'Nuff

said!

Bill Castine

 

My reply is:

 

Let's try to debate the issues with evidence, Bill, no via an appeal to

authority...Furthermore, let's examine Michael's reply to my reply. He

made some assumptions that were clearly not intended in my original

message, and since you have been following this debate I'm quite sure

that you are well aware of those assumptions... I think it is quite unlikely

that Michael and I will end up disagreeing... The fact is that one's

evidence for cause is no greater when comparing two groups (without

any manipulation, control, random assignment, etc.) than it is when

examining a bivariate correlation coefficient...I look forward to your

future replies based on good solid logical argument...

 

In the spirit of open debate,

Burke

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 13:41:41 -0500

From: "William W. Pendleton" <socwwp@EMORY.EDU>

Subject: Re: Causal comparative and cause

MIME-version: 1.0

Content-type: TEXT/PLAIN; charset=US-ASCII

 

On Wed, 11 Feb 1998, Kevin F. Spratt wrote:

 

> Correlation is *not* a necessary condition for causation. Causation need

> not be a linear phenomenon.

> Another scenario where linear causation is involved, but where a zero order

> correlation might not reflect this can occur when the nature of that linear

> causation is dependent on another factor. For example, suppose x and a are

> causally related in a linear fashion, and that rxa is positive for males

> and rxa is negative for females: rxa could be minimal when computed across

> a set including males and females.

>

 

A great deal of confusion could be eliminated if authors of textbooks

would resist the temptation of creating new labels where none are needed

and distinguish carefully between the analysis of the data and

what that analysis means with respect to some theory. Unfortunately, that

task seems to confound some writers. With respect to the reply quoted

above, I suggest we use association to refer to the relation between

variables in general and specify which correlation measure we have in

mind if we use that term,i.e. Pearson product moment correlation

coefficient, Spearman's, Kendall's, etc. By the way, in reporting

experimental or ''ex post facto esperimental results" eta-squared has

much more meaning than F or t. I wonder where so many students get the

idea that knowing that an association (difference) is likely real is more

important than knowing how great it is.

 

 

 

Wm W. Pendleton

Department of Sociology

Emory University

Atlanta, Ga. 30322

socwwp@emory.edu

404 727-7524

_______________________

 

Date: Wed, 11 Feb 1998 14:18:56 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Professor Johnson -Reply

MIME-version: 1.0

Content-type: text/plain

 

Here is Jack Fraenkel's distinction between causal-comparative and

correlational research. As he points out in his message, his book (How

to Design and Evaluate Research in Education) is now the leading selling

research methods book in education. As you can see, he gave

permission for me to post his statement to this discussion group.

Burke J.

 

>>> jack Fraenkel <jrf@sfsu.edu> 02/11/98 12:30pm >>>

>Jack,

>There is a discussion about causal-comparative versus correlational

>research going on the AERA-D listserv. Do I have your permission to

>post your reply to me so that they can see how you explain the

>difference?

>Thanks

>Burke J.

>

>>>> jack Fraenkel <jrf@sfsu.edu> 02/11/98 12:06pm >>>

>Dear Professor Johnson,

> Thanks for your e-mail. Here are some answers to your

>questions:

>

>>1. Do you know who coined the term "causal comparative"

>>research? (I have never seen the term outside of education.) When

>was

>>it coined?-- REGRETFULLY, I DO NOT, ALTHOUGH IT IS USED

>COMMONLY IN

>>EDUCATIONAL RESEARCH. PERHAPS YOU KNOW IT BY ITS'

>SYNONYM "EX-POST-FACTO"

>>RESEARCH.

>>

>>2. Why do educational researchers, such as these textbook authors,

>>seem to believe that evidence about cause and effect will be any

>>stronger in causal comparative research than in correlational

research?

>>

> The reason is as follows: CAUSAL-COMPARATIVE RESEARCH

>involves

>COMPARING (thus the "COMPARATIVE" aspect) TWO groups in order

to

>explain

>existing differences between them on some variable or variables of

>interest. The only difference between CC and experimental research is

>that

>the groups being compared in CC research have ALREADY been

>formed, and any

>treatment (if there was a treatment) has ALREADY been applied. Of

>necessity, the researcher must examine the RECORDS of the two

>groups to see

>if he or she can offer a reasonable explanation (i.e., what "CAUSED")

>the

>existing differences between the two groups. (Example: Seeking to

>explain

>why some automobile drivers have three or more accidents in a year

>while

>apparently other, similar drivers have none. The researcher would try

to

>explain this difference by examining their characteristics as described

in

>their automobile insurance company records. If the researcher can

>identify

>a reasonable explanation for the difference (i.e., the difference in the

>number of accidents) and eliminate other, alternative explanations, he or

>she can reasonbly conclude that he or she has identified the CAUSE of

>the

>difference in accidents.

> CORRELATIONAL RESEARCH, on the other hand, does not NOT

>look at

>differences differences between groups. Rather, it looks for

>relationships

>within a SINGLE group. THIS IS A BIG DIFFERENCE! In doing correlational

>research,a researcher obtains data from two instruments for each

>member of

>the SINGLE group being studied.Should one find a relationship (e.g.,

that

>scores on variable A increase along with scores on variable B, or

>vice-versa), one is only entitled to conclude that a relationship of some

>sort exists, NOT that variable A caused some variation in variable B, or

>vice-versa. (Some third variable(s) might be the causal factor.

> In sum, CC research does allow one to make reasonable

>inferences

>about causation; correlational research does not. (Correlational

research

>does often suggest follow-up experimental research, however)

> Hope this helps.

>

>BRUCE,My rep tells me that our book now outsells Gay, and we are #1

in

>the

>country.

> Anyway, thanks for your inquiry.

>Best wishes,

> Jack Fraenkel

 

Bruce,

Yes, you may.

Cordially,

JRF

 

--Boundary_(ID_pgwaVpwgA7GNXKYcHW44MQ)

 

Date: Wed, 11 Feb 1998 15:47:35 EST

From: Michael Scriven <Scriven@AOL.COM>

Subject: Re: Causal comparative and cause -Reply

MIME-version: 1.0

Content-type: text/plain; charset=US-ASCII

Content-transfer-encoding: 7bit

 

In a message dated 2/11/98 10:57:51 AM, Burke Johnston wrote:

 

<<we need MORE than to observe group differences on some variable OR observe a

simple correlation to make a causal attribution. Don't you agree with this

statement?>>

 

Sure; but your original remark referred to group differences "in a causal-

comparative design" and a design would hardly qualify as causal-comparative if

there was no manipulation OR 'natural experiment' variation of the independent

variable, I would think. And if that's present, then the inference to

causation is highly plausible.

 

Michael Scriven

 

_____________________

 

Date: Wed, 11 Feb 1998 20:27:55 -0500

From:

"Bryan W. Griffin (by way of \"Bryan W. Griffin\" <bwgriffin@gsvms2.cc.gasou.edu> by way of \"Bryan

W. Griffin\" <bwgriffin@gsvms2.cc.gasou.edu>)" <bwgriffin@GSVMS2.CC.GASOU.EDU>

Subject: Re: Causal comparative and cause

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

Sorry to send this message again, but someone stated that only part of the

message got through, so here is the complete form (I hope).

 

I welcome, and encourage, comments.

 

**************************************

>Bill Castine wrote:

>

>Michael, thank you for an elegantly succinct and cogent argument! 'Nuff

>said!

 

I disagree; in fact, I think the two statements introduce problems that

must be addressed.

 

>Michael Scriven wrote:

>

>> 1. If assignment is random, and the groups large enough, the

>> difference

>> virtually guarantees causation. Whereas correlation, no matter how

>> perfect,

>> does not even make it likely.

 

The difference guarantees causation only if you assume nothing else

differed between the two groups except for the experimental manipulation (a

tenuous assumption no matter how well controlled, at least in education).

 

I don't understand your use of the word correlation. Are you saying that

calculating a correlation for the group difference you mention above does

not imply causation, but using a t-test or ANOVA does? Or are you using the

term correlation synonymously (and incorrectly, I think) with the notion of

non-experimental research?

 

I think this type of loose language is exactly at the heart of the matter

that Burke has highlighted. The statistical procedure one uses is

irrelevant for determining causation -- keep in mind that the results of a

two group t-test or ANOVA can very easily be converted to a correlation, so

it should be obvious that reporting r = .85 (p < .05) can provide as much

information about causation as reporting t = 3.00 (p < .05) or F = 9.00 (p

< .05).

 

Yes, if one uses the term correlation to refer to all non-experimental

research, then correlation does not imply causation. However, since

correlation coefficients (and multiple regression, path analysis, etc.) can

be used to analyze experimental data, I think this double usage of the term

--

 

correlation = a type of research (i.e., non-experimental)

correlation = a set of statistical analysis procedures

 

confuses the issue.

 

For clarity of discussion, we should not confuse correlation with

non-experimental research. I think it would be much clearer to eliminate

the terms correlational research and causal-comparative research and use

instead non-experimental research or ex post facto research (as a number of

authors have already done, e.g., Kerlinger, Pedhazur and Schmelkin).

 

In your statement-- "Whereas correlation, no matter how perfect,

does not even make it likely" -- seems to imply that you are referring to

the statistical procedure since you refer to the size of the coefficient

("no matter how perfect"), so you appear to be confusing the statistical

analysis procedure with the research design. If the data were collected

from an experiment, then the correlation does, in fact, imply causation

just as much as the group difference expressed by a t-test or ANOVA.

 

 

>> You continue: >>BTW, correlation or relationship is a necessary but

>> not

>> sufficient condition for causation, right? As I tell my students, "it

>> ain't

>> nearly enough but you gotta have it."<<

>>

>> 2. Not at all; most causation is not associated with correlations.

>> Heart

>> attacks are a common cause of death, but the correlation is low; same

>> with

>> virtually all historical causation, clinical causation, etc.

>>

>> Michael Scriven

 

Again, your response to Burke appears problematic. According to Kerlinger,

Pedhazur and Schmelkin, and every other text I've ever read, to show

causation one must show a relationship. So even with heart attacks, the

association with death is low, but it is clearly present.

 

How one chooses to present that relationship in statistical form -- such as

with correlation coefficients, means and t or F ratios, chi-squares,

odds-ratios, etc.

-- is irrelevant to showing causation. That "most causation is not

associated with correlations" is simply a matter of choice or ignorance.

 

Cohen and Cohen, in their text on multiple correlations/regression, show

that anything presented with means and F-ratios can also be presented with

correlations, partial correlations, and part correlations. In fact,

correlations may actually be a better presentation form since they are a

standardized form and hence are effect sizes, something that is gaining in

importance thanks to a growing interest in meta-analysis.

___________________________________________________________________

Bryan W. Griffin

Phone: 912-681-0488

E-Mail: bwgriffin@gsvms2.cc.gasou.edu

WWW: http://www2.gasou.edu/edufound/bwgriffin/bgriffin.htm

 

___________________

 

Date: Wed, 11 Feb 1998 20:57:57 -0500

From: "William W. Pendleton" <socwwp@EMORY.EDU>

Subject: Re: Professor Johnson -Reply

MIME-version: 1.0

Content-type: TEXT/PLAIN; charset=US-ASCII

 

I have left below professor Hohnsons message which includes the comments

of Fraenkel. Here the problem is posed in a way that demonstrates the

error of the formulation which seems to be in the best selling book in

the field as well as others. Consider teh case (a simple one) were a

researcher wishes to see if studying causes higher grades on a test.

Three possibilities for making some inference about that possibility

illustrate the point. Students may be separated into two groups on the

basis of how much they study and the means of their test scores

compared using a statistical test such as Student's t. The groups may

be scored 0 ond 1 (dummy variable) as the Pearson product

moment correlation coefficient may be tested. The results will be

essentially the same. (Recalling that t squared with k degree of freedom

is F with k and 1 degree of freedom and the 1-r squared represents

unexplained variation as the within group sum of squares reflects

the unexplained variation in the comparison of means may make that

clearer). There is no basis for claiming that the first gives better

support to a causal claim than the second. A third possibility would be

to measure the time studying and correloate it with the score on the test

using the PPMCC and that linaer effect is sufficiently great, infer a

(possible causal effect) None of these is a strong basis for infering

cause, but the third would have the advantage of showing that more of the

presumed cause gives more of the presumed effect which seems slightly

stronger evidence. Of course in any ex post facto design, infer cause is

tricky because relevant factors have not been controlled by randomization.

Correlation and associated regression analysis allow for easier control by

statistical means that do classification based methods,

hence correlation has an advantage in the practical sense,

but in either case, inferring cause rests on confidence in the theory

being used, especially the identification of the etiological mechanisms assumed

to be at work and the temporal sequence. Having groups that look like a

random experiment when in fact they are not gives no basis for being more

confident about cause than having measured variables. It is a great

disservice to researchers in training to direct them toward such designs

on that basis, especially when very powerful statistical controls are

easily available in regression, correlation, structural equations, and

hierarchical linear models. Teachers and textbook writers and those who

edit and select textbooks should think again about such contentions.

I think most of this has been said by others and said better, but I could

not let what seems to me be utter rubbish stand as the last word.

 

On Wed, 11 Feb 1998, Burke Johnson wrote:

 

> Here is Jack Fraenkel's distinction between causal-comparative and

> correlational research. As he points out in his message, his book (How

> to Design and Evaluate Research in Education) is now the leading selling

> research methods book in education. As you can see, he gave

> permission for me to post his statement to this discussion group.

> Burke J.

>

> >>> jack Fraenkel <jrf@sfsu.edu> 02/11/98 12:30pm >>>

> >Jack,

> >There is a discussion about causal-comparative versus correlational

> >research going on the AERA-D listserv. Do I have your permission to

> >post your reply to me so that they can see how you explain the

> >difference?

> >Thanks

> >Burke J.

> >

> >>>> jack Fraenkel <jrf@sfsu.edu> 02/11/98 12:06pm >>>

> >Dear Professor Johnson,

> > Thanks for your e-mail. Here are some answers to your

> >questions:

> >

> >>1. Do you know who coined the term "causal comparative"

> >>research? (I have never seen the term outside of education.) When

> >was

> >>it coined?-- REGRETFULLY, I DO NOT, ALTHOUGH IT IS USED

> >COMMONLY IN

> >>EDUCATIONAL RESEARCH. PERHAPS YOU KNOW IT BY ITS'

> >SYNONYM "EX-POST-FACTO"

> >>RESEARCH.

> >>

> >>2. Why do educational researchers, such as these textbook authors,

> >>seem to believe that evidence about cause and effect will be any

> >>stronger in causal comparative research than in correlational

> research?

> >>

> > The reason is as follows: CAUSAL-COMPARATIVE RESEARCH

> >involves

> >COMPARING (thus the "COMPARATIVE" aspect) TWO groups in order

> to

> >explain

> >existing differences between them on some variable or variables of

> >interest. The only difference between CC and experimental research is

> >that

> >the groups being compared in CC research have ALREADY been

> >formed, and any

> >treatment (if there was a treatment) has ALREADY been applied. Of

> >necessity, the researcher must examine the RECORDS of the two

> >groups to see

> >if he or she can offer a reasonable explanation (i.e., what "CAUSED")

> >the

> >existing differences between the two groups. (Example: Seeking to

> >explain

> >why some automobile drivers have three or more accidents in a year

> >while

> >apparently other, similar drivers have none. The researcher would try

> to

> >explain this difference by examining their characteristics as described

> in

> >their automobile insurance company records. If the researcher can

> >identify

> >a reasonable explanation for the difference (i.e., the difference in the

> >number of accidents) and eliminate other, alternative explanations, he or

> >she can reasonbly conclude that he or she has identified the CAUSE of

> >the

> >difference in accidents.

> > CORRELATIONAL RESEARCH, on the other hand, does not NOT

> >look at

> >differences differences between groups. Rather, it looks for

> >relationships

> >within a SINGLE group. THIS IS A BIG DIFFERENCE! In doing correlational

> >research,a researcher obtains data from two instruments for each

> >member of

> >the SINGLE group being studied.Should one find a relationship (e.g.,

> that

> >scores on variable A increase along with scores on variable B, or

> >vice-versa), one is only entitled to conclude that a relationship of some

> >sort exists, NOT that variable A caused some variation in variable B, or

> >vice-versa. (Some third variable(s) might be the causal factor.

> > In sum, CC research does allow one to make reasonable

> >inferences

> >about causation; correlational research does not. (Correlational

> research

> >does often suggest follow-up experimental research, however)

> > Hope this helps.

> >

> >BRUCE,My rep tells me that our book now outsells Gay, and we are #1

> in

> >the

> >country.

> > Anyway, thanks for your inquiry.

> >Best wishes,

> > Jack Fraenkel

>

> Bruce,

> Yes, you may.

> Cordially,

> JRF

>

 

Wm W. Pendleton

Department of Sociology

Emory University

Atlanta, Ga. 30322

socwwp@emory.edu

404 727-7524

 

--Boundary_(ID_C/5M99+ViuGHmsgbolz9Pg)

 

Date: Wed, 11 Feb 1998 20:52:05 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Causal comparative and cause -Reply

MIME-version: 1.0

Content-type: text/plain

 

Jack Fraenkel, the lead author of How to Design and Evaluate Research

in Education (a leading textbook in terms of sales) said he would like to

join this discussion. I told him how to get on the listserv and I have sent

him all previous messages (all causal comparative posts and all research

methods questions posts).This is good science isn't it...we are all

debating some important issues in our field.

 

Burke Johnson

 

--Boundary_(ID_C/5M99+ViuGHmsgbolz9Pg)

 

Date: Wed, 11 Feb 1998 22:29:57 -0500

From: "Bryan W. Griffin" <bwgriffin@GSVMS2.CC.GASOU.EDU>

Subject: Re: Professor Johnson -Reply

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>I think most of this has been said by others and said better, but I could

>not let what seems to me be utter rubbish stand as the last word.

 

I agree with Dr. Pendleton's comments about Fraenkel's book. In fact, I've

made the exact same points several times in other posts.

 

Where is the idea that causal-comparative (ex post facto) studies provide

something different from correlational studies coming from? And why is this

myth so difficult to eliminate even from those of us who teach research

methods and statistics?

 

___________________________________________________________________

Bryan W. Griffin

E-Mail: bwgriffin@gsvms2.cc.gasou.edu

WWW Page: http://www2.gasou.edu/edufound/bwgriffin/bgriffin.htm

Phone: 912-681-0488

_____________________

 

2/12/98

 

Date: Thu, 12 Feb 1998 08:33:30 -0500

From: Gunapala Edirisooriya <edirig@ACCESS.ETSU.EDU>

Subject: Causal Comparative and ...

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Of course, I agree with the following statement of Professor William W.

Pendleton. Quite a number of us have been explaining this point. But,

the message does not seem to get through. Thanks. Gunapala.

 

----------------------------------------------------------------------

 

Here the problem is posed in a way that demonstrates the error of the

formulation which seems to be in the best selling book in

the field as well as others. Consider teh case (a simple one) were a

researcher wishes to see if studying causes higher grades on a test.

Three possibilities for making some inference about that possibility

illustrate the point. Students may be separated into two groups on the

basis of how much they study and the means of their test scores

compared using a statistical test such as Student's t. The groups may

be scored 0 ond 1 (dummy variable) as the Pearson product

moment correlation coefficient may be tested. The results will be

essentially the same. (Recalling that t squared with k degree of freedom

is F with k and 1 degree of freedom and the 1-r squared represents

unexplained variation as the within group sum of squares reflects

the unexplained variation in the comparison of means may make that

clearer). There is no basis for claiming that the first gives better

support to a causal claim than the second. A third possibility would be

to measure the time studying and correloate it with the score on the

test

using the PPMCC and that linaer effect is sufficiently great, infer a

(possible causal effect) None of these is a strong basis for infering

cause, but the third would have the advantage of showing that more of

the

presumed cause gives more of the presumed effect which seems slightly

stronger evidence. Of course in any ex post facto design, infer cause

is

tricky because relevant factors have not been controlled by

randomization.

Correlation and associated regression analysis allow for easier control

by

statistical means that do classification based methods,

hence correlation has an advantage in the practical sense,

but in either case, inferring cause rests on confidence in the theory

being used, especially the identification of the etiological mechanisms

assumed

to be at work and the temporal sequence. Having groups that look like a

random experiment when in fact they are not gives no basis for being

more

confident about cause than having measured variables. It is a great

disservice to researchers in training to direct them toward such designs

on that basis, especially when very powerful statistical controls are

easily available in regression, correlation, structural equations, and

hierarchical linear models. Teachers and textbook writers and those who

edit and select textbooks should think again about such contentions.

I think most of this has been said by others and said better, but I

could

not let what seems to me be utter rubbish stand as the last word.

 

_______________________

 

Date: Thu, 12 Feb 1998 21:58:19 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Causal comparative and cause -Reply -Reply

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I looked at Kevin Spratt's comment to my statement that "Correlation or

relationship is a necessary but not sufficient condition for causality" and I

noticed that he made a good point that I missed.

 

He said " Another scenario where linear causation is involved, but

where a zero order correlation might not reflect this can occur when the

nature of that linearcausation is dependent on another factor. For

example, suppose x and a are causally related in a linear fashion, and

that rxa is positive for malesand rxa is negative for females: rxa could

be minimal when computed across a set including males and females."

 

My reply is that I agree that we can be misled by examining the

relationship between two variables using statistical tools like One-Way

ANOVA or a bivariate correlation. In Kevin's case, we would miss

causation altogether even if we did a single factor EXPERIMENT WITH

RANDOM ASSIGNMENT! Statistically speaking, our model would have

been misspecified because we excluded the moderator variable gender.

Kevin's relationship would have only showed up in the interaction effect

in a model that included gender.

 

THE QUESTION IS SHOULD WE DROP THE FIRST REQUIREMENT IN THE

POPULAR "THREE CRITERIA FOR CAUSATION" HEURISTIC?

1. There must be a relationship or association or correlation,

2. There must be time ordering of the variables, i.e., if a causes b then a

must come before b

3. And, alternative hypotheses must be ruled out, i.e., the third variable

problem.

 

OR

 

SHOULD WE CALL THE RELATIONSHIP that Kevin pointed out an

"interactive relationship" and keep the statement that there must be a

relationship (of some kind) in order to have causation??

 

IF YOU THINK we should keep criterion one, how would you word it?

 

Regards,

 

Burke

 

>>> Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU> 02/11/98

11:46am >>>

Burke Johnson said:

<snip>

> BTW, correlation or relationship is a

>necessary but not sufficient condition for causation, right? As I tell my

>students, "it ain't nearly enough but you gotta have it."

 

Kevin F. Spratt replied:

Correlation is *not* a necessary condition for causation. Causation need

not be a linear phenomenon.

 

My reply is: I think you misread my statement. . . The statement says

"correlation OR relationship." Certainly a relationship may be curvilinear.

Hence, I totally agree with your statements about curvilinear

relationships...

 

Burke

 

_________________________

 

2/13/98

 

Date: Fri, 13 Feb 1998 08:02:45 PST

From: "Fetler, Mark" <MFetler@SMTP.CDE.CA.GOV>

Subject: Re: Causal comparative and cause

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Michael -

 

 

 

Would you care to define "causation." It strikes me that we've seen

definitions of the various research designs and methods, but no

definition of the relationship that some wish to demonstrate.

 

 

 

Most social scientists, from a very early age have had drummed in that

"correlation does not imply, much less entail, causation." However, it

seems to me that few of these introductory courses delve into the reasons

behind this dogma.

 

 

 

Doubtless, you are more familiar with the philosophical details than I,

but is it not true that "causation" has always been more more comfortably

an epistemological concept than an empirical one? In a scientific context

can talk of causality be anything more than a sloppy shorthand for

describing the results of a body of research?

 

 

 

As to the matter of randoml assignment to to sufficiently large groups

... doesn't this relate more to the certainty of statements about the

equivalence group means than to matters of causality?

 

 

 

- Mark Fetler

 

 

_________________

 

2/14/98

 

Date: Sat, 14 Feb 1998 03:36:55 -0500

From: "Donald F. Burrill" <dburrill@USER.XTDL.COM>

Subject: Re: Causal comparative and cause -Reply -Reply

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On Thu, 12 Feb 1998, Burke Johnson wrote in part:

 

> THE QUESTION IS SHOULD WE DROP THE FIRST REQUIREMENT IN THE

> POPULAR "THREE CRITERIA FOR CAUSATION" HEURISTIC?

> 1. There must be a relationship or association or correlation,

 

Only if "relationship or association or correlation" is narrowly

interpreted to mean _only_ bivariate relationships (&c), excluding

multiple and/or partial correlations (&c) and nonlinear functions of

the variables of interest. I would consider any such narrow

interpretation indefensible (and other, less courteous, adjectives).

 

> 2. There must be time ordering of the variables, i.e., if a causes b

> then a must come before b

> 3. And, alternative hypotheses must be ruled out, i.e., the third

> variable problem.

>

> OR

>

> SHOULD WE CALL THE RELATIONSHIP that Kevin pointed out an

> "interactive relationship" and keep the statement that there must be a

> relationship (of some kind) in order to have causation??

 

This seems to be confounding statements 1 and 3.

>

> IF YOU THINK we should keep criterion one, how would you word it?

 

Doesn't much matter how you word it, somebody can always be

found who will insist on misinterpreting it.

------------------------------------------------------------------------

Donald F. Burrill, Professor Emeritus 416-923-6641 ext 2460

The Ontario Institute for Studies in Education

Toronto, Canada M5S 1V6 dburrill@oise.utoronto.ca

184 Nashua Road, Bedford, NH 03110 603-471-7128 dburrill@user.xtdl.com

------------------------------------------------------------------------

____________

 

2/18/98

 

 

Date: Wed, 18 Feb 1998 12:33:04 -0800

From: jack Fraenkel <jrf@SFSU.EDU>

Subject: The correlation/causal-comparative controversy

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Colleagues,

Thanks to Burke Johnson for sending me many of the postings on this

discussion; it's made me think about a topic that I had previously not paid

much attention to. Here are some of my thoughts on the issue:

*Both correlational and causal-comparative studies explore

relationships; it should not be implied that this is true more so for

correlational than for causal-comparative. In general, though, I think that

causal-comparative research is better for examining relationships involving

categorical variables, while correlational research is better for

examinaing relationships between continuous variables.

*Very often the methods used are indistinguishable; in both types,

corelational coefficients can and often are computed; chi-square tests are

performed; multiple regression analyses occur; and/or mean differences are

calculated.

*Both seek to identify possible (stress on the possible) causes of

phenomena that can be followed up by experiments;

*Interpretations of results in both (with regard to causality)

should be limited, because in neither case can the researcher say

conclusively (emphasis on the "conclusively") whether a particular factor

is a cause or result of that which is being observed (or if some third

factor is at work); the question remains as to whether one type offers a

stronger case for causality than the other (My thoughts on this below).

*Neither type of research is "better" than the other; however,

causal-comparative studies lend themselves to some kinds of investigations

better than correlational studies do, to wit:

1. when time, cost, ethics, or other factors prevent an experiment,

it often makes sense to conduct a causal-comparative study as an

alternative, but where a correlational study would either make little sense

or be less effective in finding out what the researcher is interested in.

An example would be where the Director of Curriculum in a school district

is thinking about implementing a new curriculum. He could conceivably

locate two districts, one where the new curriculum is being used and

another, similar (emphasis on the similar) district that is not, and then

compare student achievement in the two districts. Results of the comparison

would give the curriculum director some basis for making a decision about

whether to implement the new curriculum or not. I think this is often the

case in education, because the variables of interest simply cannot be

manipulated.

2. when one of the variables is categorical. Much

causal-comparative research (especially in medicine) that involves

categorical variables continues to be done and I don't see much point in

re-formulating it as correlational (i.e., point biserial). Example:

Comparing men and women with regard to their speaking ability could be

re-cast and analyzed as the correlation between gender and speaking

ability, but why, when the former is more straightforward and delta is as

useful to report as r?

3. when there are more than two categories involved. Research with

more than two categories does not lend itself to correlational analysis.

Example: A comparison of several ethnic groups in terms of their "attitude

toward government." Assigning numerical values to the categories in such

instances makes no sense, whereas a comparison of averages would be

straightforward.

*The key question in both types of research, for me, is always: Can

alternative explanations for outcomes be eliminated? This leads me to the

question as to whether causal-comparative research offers a stronger case

for causality than correlational research (or vice-versa). After thinking

this one over, I now really don't see how one could in any strong sense

"prove" such one way or the other. Burke Johnson's point, as well as that

of a few others, is that causal-comparative research has no necessary

advantage over correlational research in terms of causation. I think I'll

have to concede this point (By the way, Burke, I think this is what our

text says, both in Chapter one, particularly page 10, last paragraph, and

in Chapter 14. If your students are getting a different impression, I'd

like to know why or how; perhaps the wording should be changed, but it

looks okay to me).

However, I do think that there are times when the findings of a

causal-comparative study do offer strong evidence for causality (in fact,

almost as strong as the results of a carefully controlled experiment). I

would say this would be the case when the following conditions exist: (a)

the sequence of events is such that although variable A could cause

variable B, the reverse is not possible. This is true in much medical

research (e.g.,the research on the smoking/cancer link); (b) when there is

a comparison group that rejects (i.e., eliminates) other reasonable

alternative explanations for the results; and (c) when there have been

other causal-comparative studies conducted by different investigators using

different samples in different settings, and consistent results emerge from

these studies (as in much of the smoking research). When the combined

evidence from such studies is consistent, such results offer (to my way of

thinking) a strong case for causality.

A problem I have with much reported correlational research is that

the investigator often does not discuss the plausibility of (often does not

even identify) alternative explanations for results, whereas I find that

such are usally discussed in causal-comparative studies (take a look at

Carlsmith's study on the effects on math and verbal aptitude of boys when

their fathers were absent in the boys' early years).

*Finally, I think it might be better if we dropped the term

"causal-comparative," and replaced it with a term like "after-the fact"

experiments or some such (I find that Krathwohl suggests "after-the-fact

natural experiments" in his '93 text).

Cordially,

 

Jack R. Fraenkel

Research and Development Center

Burk Hall 254, College of Education

San Francisco State University

 

__________________

 

Date: Wed, 18 Feb 1998 20:58:27 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: The correlation/causal-comparative controversy -Reply

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Thanks to Jack Fraenkel for his comments and thoughts! I want to point

out that I use Fraenkel and Wallen's book and consider it far superior to

the previous best selling textbook. I also think the book by Gall, Borg, and

Gall is quite good, but it is a little too long for my purposes.

 

I have just a couple of comments...

 

<snip>

Jack Fraenkel says:

*The key question in both types of research, for me, is always:

Can alternative explanations for outcomes be eliminated? This leads

me to the question as to whether causal-comparative research offers

a stronger case for causality than correlational research (or vice-versa).

After thinking this one over, I now really don't see how one could in any

strong sense "prove" such one way or the other. Burke Johnson's point,

as well as that of a few others, is that causal-comparative research has

no necessary advantage over correlational research in terms of

causation. I think I'll have to concede this point.

 

Burke Johnson's comment

--I think that we all seem to agree on this basic point about causality.

Basically, when we compare apples to apples (e.g., the simple cases of

CC and Corr) and when we compare oranges to oranges (e.g., the

cases of CC and Corr where several variables have been controlled),

and so forth (e.g., prospective study to prospective study...), it just

doesn't matter whether one has a categorical or a quantitative

independent variable in terms of cause and effect.

 

--Now, the question is what to do about the fact that we have been

teaching for years (in our best selling books) that causal-comparative

research provides stronger evidence about cause and effect...

 

--As we know, the term causal comparative is the educational

researcher's term for ex post facto research. Therefore, it may be

instructive to note what Fred Kerlinger did with the term Ex Post Facto...

He included a chapter on ex post facto research in the 1973 version of

his seminal methods book (Foundations of Behavioral Research).

However, in the last edition (1986) of his book before his death, Kerlinger

eliminated the term ex post facto and used the term nonexperimental

research. BTW, if you look at Kerlinger's examples you will see that

some of the studies he uses have quantitative IVs and some have

categorical IVs; hence, he was not concerned about the scaling of the IV

in terms of cause and effect.

 

--My question is: would educational research methods teachers across

the United States (e.g., how about the ones on this list) accept the

change in terms (i.e., use the term "nonexperimental" rather than CC and

Corr) or would they simply find a book that kept saying what had been

said for many previous years (i.e., "One can use CC to explore cause

and effect; one can only use Corr to examine relationships" AND CC and

Corr are very different METHODS of research)? More specifically, do

you recommend that textbook writers jump directly to "nonexperimental"

as Kerlinger did, or should there be a transitional period (treat both CC

and Corr as cases of Nonexperimental)? Or, finally, do you have some

other, better, alternative that you would recommend?

 

Thanks.

 

Burke Johnson

 

--Boundary_(ID_HlWCXYLWI3UsMfcCQBVZrA)

 

Date: Thu, 19 Feb 1998 00:30:51 EST

From: Michael Scriven <Scriven@AOL.COM>

Subject: The correlation/causal-comparative controversy

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Sorry to spoil the accord, but I can't buy the idea that CC is no stronger

than Corr. The issue is exactly as Fraenkel puts it; which approach does the

most to eliminate alternative explanations? And 'natural experiments', a.k.a.

ex post, a.k.a. non-experimental, are a lot better than mere correlations,

simply because they involve variables that have a pedigree as causal in this

kind of context. We don't call a study a natural experiment (CC, etc.) unless

this condition is met, and when it is, that's an edge over merely

correlational studies, which are the ones where one has no reason to call the

connection directly causal rather than a byproduct of other causal

connections.

 

Michael Scriven

Claremont Graduate University

 

____________________

 

 

Date: Thu, 19 Feb 1998 03:49:33 -0500

From: "Bryan W. Griffin" <bwgriffin@GSVMS2.CC.GASOU.EDU>

Subject: Re: The correlation/causal-comparative controversy

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Clearly there exists differences of opinion on this issue. Dr. Fraenkel

still leans toward causal-comparative (CC) studies (i.e., natural

experiments) as providing more evidence of causality than correlational

studies.

 

Dr. Scriven stresses this even more by stating:=20

 

>Sorry to spoil the accord, but I can't buy the idea that CC is no stronger

>than Corr. The issue is exactly as Fraenkel puts it; which approach does=

the

>most to eliminate alternative explanations? And 'natural experiments',=

a.k.a.

>ex post, a.k.a. non-experimental, are a lot better than mere correlations,

>simply because they involve variables that have a pedigree as causal in=

this

>kind of context. We don't call a study a natural experiment (CC, etc.)=

unless

>this condition is met, and when it is, that's an edge over merely

>correlational studies, which are the ones where one has no reason to call=

the

>connection directly causal rather than a byproduct of other causal

>connections.

>

>Michael Scriven

>Claremont Graduate University

 

I think Thomas Cook and Donald Campbell chapter 7 (pp. 295 - 340,

"Quasi-experimentation: Design & analysis issues for field settings, 1979,

Houghton Mifflin) addressed these issues well, but it appears many believe

that natural experiments eliminate (i.e., control) confounding variables

better than "merely correlational studies" (to use Dr. Scriven's words). I

cannot see the rationale for this belief, but I can see possible sources

for this confusion. Below I try to explain the issues that lead to the

judgement that correlational studies are inferior to CC studies in

providing control and, hence, the ability to identify possible causal

linkages.=20

 

 

Issue #1: Prediction (forecasting) vs. causal inference

 

One problem, I think, is that many confuse correlational techniques with

prediction only techniques. It is important to note that correlational

procedures (e.g., multiple regression) may be used for both prediction and

for investigating causal linkages. See Blalock (1964, Causal inference in

non-experimental research, UNC Press), or Pedhazur (1982, Multiple

regression in behavioral research: Explanation and prediction, HBJ) for

lucid discussions on this.

 

 

Issue #2: Group comparisons vs. quantitative variables

 

It appears that there are some who believe that categorical,

non-manipulated independent variables (i.e., CC studies) provide better

evidence of causality than quantitative, non-manipulated independent

variables (i.e., correlational studies). For example, one might argue that

sex (male vs. female) provides better evidence of causality than a

quantitative measure of intelligence, that is:

 

Math ach. =3D sex (male vs. female) + error (a CC study)

Math ach. =3D IQ + error (a correlational study)

 

Since sex is categorical and therefore a natural experiment, it provides

better evidence of causality that the model with IQ? Okay, what if

intelligence, like sex, consisted of two common levels -- high and low. Now

the model is:

 

Math ach. =3D IQ (high vs. low) + error (a CC study)

 

What does this study help us understand that the correlational counterpart

did not? Have we lost important information by dichotomizing IQ? Since we

are comparing two groups, does this make things easier to understand? Since

this is now a CC study, may we infer better evidence of causality?

 

Here's another study to consider. Suppose we wish to investigate the

effects of class size on achievement. We could use a natural experiment and

compare two (or three or four, etc.) class sizes. For convenience, let's

compare class sizes of 12 and 30 (keeping in mind that the unit of analysis

here should be classes, not students). Perhaps I would collect class

achievement means from 50 classes of size 12, and 50 more for classes of

size 30. The model might look like the following:

 

Math ach. =3D class size (12 vs. 30) + error (a CC study)

 

So we may find that students in classes of size 12 have slightly higher

achievement. We may be tempted to say, from this CC study, that smaller

classes result (for whatever reason) in better achievement.=20

 

Now, being inquisitive, I would prefer to check for more interesting

relationships. First, I would try to find naturally occurring class sizes

that ranged from, say, 10 to 30. As in the above CC study, I would collect

as many observations as possible, so I would have a number of classes of

size 10, a number of classes of size 11, of size 12, of size 13, =85, up to

size 30. Now, since this can be analyzed using correlations, and since my

independent variable is quantitative (a ratio), I have a correlational

study. Here's the possible model:

 

Math ach. =3D class size + error (a correlational study)

 

However, what's more interesting with this study is that I can now check,

using correlational methods of analysis (multiple regression) whether a

curvilinear relationship exits between class size and achievement using

polynomial terms. Of course this could also be done if there were enough

class sizes present in the CC study above using ANOVA, but that would

require far more degrees of freedom which would mean considerably less

power and precision, thus an increase in the likelihood of making a Type II

error. I'll assume that there is only one inflection point, so only the

first polynomial (quadratic) term is needed:

 

Math ach. =3D class size + (quadratic term) + error (a corr. study)

 

With this correlational study, I can see two things, whether class size is

related to mathematical achievement, and whether there are diminishing

returns for smaller class sizes (as reflected by the quadratic term).

 

Now, is this study weaker than the CC counterpart? Since I am not directly

comparing groups, as is traditionally done in CC studies, is this

correlational study somehow inferior to the CC counterpart? I'd argue that

it is far superior since it provides so much more information using the

same two degrees of freedom.

 

I think this brings me to the next issue -- CC studies resemble experiments

and correlational studies do not.

 

 

 

Issue #3: Group comparison exist in experimental and CC studies, but not in

correlational studies

 

Students in education and psychology are taught that classical experiments

have a treatment group (or two) and a control group. After collecting data

from the experiment, we analyze this data using ANOVA or ANCOVA procedures

and then interpret the results.

 

Since both CC and true experiments have group comparisons, then it is

understandable for one to say CC studies, since they resemble experiments,

do a better job of controlling confounding variables than do correlational

studies. After all, except for manipulation of the independent variable

(and possibly random assignment), an experiment and a natural experiment

(i.e., CC study) look alike. So does this make the CC better equipped to

rule out confounding variables as Dr. Scriven suggests?

 

First, let's question the idea of group comparisons. Must randomized

experiments have a treatment and control group to compare (like natural

experiments)? It seems that educators and psychologists only conceive of

experiments with a treatment and a control group.=20

 

Is it possible to have a randomized experiment in which the manipulated

independent variable is quantitative rather than categorical? If it is,

then that means the important distinction between CC and correlational

studies -- group comparisons -- is no longer important. After all, if a

randomized experiment can look like a correlational study, then...

 

Consider the familiar class size and achievement example. I wish to

determine, using randomized procedures, whether class size has an effect

upon achievement. I decide to have 20 experimental treatments --- a class

of size 10, 11, 12, etc., up to 30. I randomly assign students and teachers

to one of these 20 conditions --- both students and teachers are randomly

assigned to a class of size 10, 11, etc.=20

 

I'd probably treat the class mean level of achievement as the unit of

analysis again, so I'd need to have several classes of size 10, and so on.

After collecting the data, I would have the following model (with

appropriate polynomial terms to check for trends):

 

Math ach. =3D class size + (quadratic term) + error=20

 

Note that this study looks EXACTLY like the correlational study described

above, but this study is a true experiment with random assignment=

throughout!

 

I hope that it is clear now that the sole difference between CC and

correlational studies --- a categorical independent variable --- doesn't

provide any type of real justification for isolating causality. One does

not need to make group comparisons to find evidence of causality! Even TRUE

EXPERIMENTS can also be formulated in a manner that resembles correlational

research, and through replications can provide the same level of evidence

for causality that true experiments with group comparisons can provide.

 

The point I am trying to make here is that CC studies are not special and

don't grant any type of evidence of causality that correlational studies

cannot address. For years agricultural researchers have been using

quantitative and categorical independent variables for true experiments

(response surfaces), and for years sociologists have been using

quantitative and categorical variables in causal models (see Blalock).=20

 

With mere correlational studies, I can test alternative hypotheses and I

can attempt to control confounding variables. So what can be done with a CC

study that cannot be done with a correlational study in terms of

identifying possible causal relationships?=20

 

I think the correct answer to this question is: nothing.

_______________

 

 

Date: Thu, 19 Feb 1998 06:51:23 -0600

From: "J. Philip Miller" <phil@WUBIOS.WUSTL.EDU>

Subject: Re: The correlation/causal-comparative controversy

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> Date: Thu, 19 Feb 1998 00:30:51 -0500 (EST)

> From: Michael Scriven <Scriven@aol.com>

> Subject: The correlation/causal-comparative controversy

> To: AERA-D@asuvm.inre.asu.edu

>

> Sorry to spoil the accord, but I can't buy the idea that CC is no stronger

> than Corr. The issue is exactly as Fraenkel puts it; which approach does the

> most to eliminate alternative explanations? And 'natural experiments', a.k.a.

> ex post, a.k.a. non-experimental, are a lot better than mere correlations,

> simply because they involve variables that have a pedigree as causal in this

> kind of context. We don't call a study a natural experiment (CC, etc.) unless

> this condition is met, and when it is, that's an edge over merely

> correlational studies, which are the ones where one has no reason to call the

> connection directly causal rather than a byproduct of other causal

> connections.

>

This seems to be a new claim, using a definition of CC which is based on

the variable's pedigree rather than whether it is of a categorical nature.

Could we please be enlightened as to an operational definition of what is a

good pedigree in order to claim CC rather than just Corr?

 

-phil

 

 

> Michael Scriven

> Claremont Graduate University

>

 

 

--

J. Philip Miller, Professor, Division of Biostatistics, Box 8067

Washington University School of Medicine, St. Louis MO 63110

phil@wubios.WUstl.edu - (314) 362-3617 [362-2693(FAX)]

http://www.biostat.wustl.edu/~phil

 

__________________

 

 

Date: Thu, 19 Feb 1998 10:56:42 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: The correlation/causal-comparative controversy -Reply

MIME-version: 1.0

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Michael,

 

First, I will try not to repeat in any depth the points outlined by Bryan

Griffin. Second, I think it will be helpful if you provide some BASIS for

your assertions. Third, I think it will be helpful if you will reply to the

comments to your assertions so that we can DISCUSS these important

issues. I think you should start with Bryan Griffin's, and then I hope you

will move on to mine. This discussion has been going on for almost two

weeks now, and I would like to know which SPECIFICS Michael Scriven

disagrees with.

 

For example, do you disagree that we can change a quantitative variable

into a categorical variable and then move from a correlational study to a

causal comparative design? That's what one would be obliged to

conclude based on what our books teach. More importantly, now that

we have a categorical variable in this example, do you honestly believe

that one's evidence of causality has IMPROVED? That is what one would

be obliged to conclude based on what our books teach. If you think one's

evidence has improved in this example, then WHAT is your basis? I have

studied research in multiple disciplines, and I was shocked when I was

given the book by LR Gay to use in my educational research methods

course. Here are a few quotes from the late LR Gay's text for a reminder

of what is being taught in our textbooks:

 

"Correlational research ... describes conditions that already exist.

Causal-comparative research, however, ALSO ATTEMPTS to determine

reasons, or causes, for the current status of the phenomena under

study" (4th edition, p.283). "Causal-comparative studies attempt to

identify cause-effect relationships, correlational studies do NOT" (p.

284). "Corrrelational research attempts to determine whether, and to

what degree, a relationship exists between two or more quantifiable

variables" (p.14). "Causal-comparative and experimental research...both

attempt to establish cause-effect relationships; bot involve group

comparisons" (p.15). In a correlational study "each variable must be

experssible in numerical form, that is, must be quantifiable" (p.279). "The

purpose of a correlational study may be to determine relationships

between variables, or to use relationships in making predictions" (p.264).

"...variables that are highly related may suggest CAUSAL-COMPARATIVE

or experimental studies to determine if the relationships are causal"

(p.264).

 

Michael, is this what you would teach?

 

I agree with Fred Kerlinger that:

 

"Nonexperimental research is systematic empirical inquiry in which the

scientist does not have direct control of independent variables because

their manifestations have already occurred or because they are

inherently not manipulable. Inferences about relations among variables

are made, without direct intervention, from concomitant variation of

independent and dependent variables" (p.348, Foundations of Behavioral

Research, 1986).

 

AND it makes no difference (as Kerlinger shows with his examples) if

one's IV is quantitative or categorical.

 

That is what I teach. Please point out the mistake you apparently believe

we are making.

 

Are you contending that nature ONLY experiments with categorical

independent variables? Do you have a definition of causal-comparative

other than what is used in the books that we have been discussing? Do

you not believe that it is specious to argue that since a causal

comparative "looks like an experiment" it somehow must provide stronger

evidence for cause and effect than a similar correlational study? That

sounds (to me) like a statement someone just beginning their first

research course might make, not one that a leader in the field of program

evaluation would make. Do you know something that we don't know? If

yes, please explain it to us. My additional comments are embedded...

 

>>> Michael Scriven <Scriven@AOL.COM> 02/18/98 11:30pm >>>

said:

Sorry to spoil the accord, but I can't buy the idea that CC is no stronger

than Corr. The issue is exactly as Fraenkel puts it; which approach does

the most to eliminate alternative explanations?

 

My comment:

--Franekel is not the only one to put it this way. It has been put this way

10 or 15 times already in earlier posts. We all agree that to make

statements about cause and effect we must "eliminate alternative

explanations." What is your point? We are discussing the difference

between causal comparative research and correlational research. My

point is this: "When we compare apples to apples (e.g., the simple cases

of CC and Corr, with no controls) and when we compare oranges to

oranges (e.g., the cases of CC and Corr where several variables have

been controlled), and so forth (e.g., a prospective CC versus a

prospective Corr . . . ), it just DOESN'T MATTER whether one has a

categorical or a quantitative variable in terms of cause and effect." What

is your comment on this contention, Michael?

 

Michael Scriven also said:

And 'natural experiments', a.k.a. ex post, a.k.a. non-experimental, are a

lot better than mere correlations,simply because they involve variables

that have a pedigree as causal in this kind of context. We don't call a

study a natural experiment (CC, etc.) unless this condition is met, and

when it is, that's an edge over merely correlational studies, which are

the ones where one has no reason to call the connection directly causal

rather than a byproduct of other causal connections.

 

My comment?

--First, you seem to have missed the distinction between

causal-comparative and correlational as taught by our textbooks. BOTH

are nonexperimental. The only difference is the scaling of the IV (unless

one wants to teach stereotypes such as "CC researchers attempt to

control for third variables, but those Correlational researchers don't"). Do

you believe that nature ONLY experiments with categorical causal

variables? Do you believe that noticing that males and females differ on

some variable provides more evidence for cause and effect than noticing

that level of motivation or the amount of self-esteem is related to some

variable? This is what we have been discussing for quite some time

now.

 

In the spirit of open discussion...

Burke Johnson

 

 

 

Michael Scriven

Claremont Graduate University

 

___________________

 

Date: Thu, 19 Feb 1998 12:22:12 -0500

From: Gregory Camilli <camilli@RCI.RUTGERS.EDU>

Subject: Re: The correlation/causal-comparative controversy -Reply

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I think it's wise to make a distinction between non-experimental studies

and quasi-experimental studies. That is, a quasi-experimental study can be

prospective and consequently many issues of control (e.g., selection bias)

can be worked out in advance. For example, suppose a treatment is to be

delivered to students having trouble (of some kind) with reading. An

ex-post-facto approach might be used to study such children in terms of

their exposure to different reading environments and opportunity-to-learn.

However, a different approach is to prospectively design a program based on

the best current understandings, and then to assign students to treatment

and comparison based on some measure of need. This is Campbell's

regression discontinuity design.

 

Of course, naturally-occurring treatments -- given a thick data base of

descriptive information -- might also uncover effective treatments. Yet

theories formed retrospectively (regardless of cross-validation) do not

carry the weight of prospective investigations. No matter how eloquently

my friend might argue that he "knew" it was going to rain today based on

his extensive meteorological expertise, I would still require a set of

corroborated predictions to satisfy my skeptical nature.

 

Part of the difference might depend on the planned use of a treatment.

Thus, part of the design process would be to create a description that

replications could be based on. After Cronbach, controls are not selected

to obtain a "causal connection" in which ALL alternative hypotheses have

been ruled out. Rather, controls are sought primarily with reproducibility

in mind, and the degree of effort required to obtain a control must be

taken into consideration. As Cronbach wrote "Imagination enables one to

consider the reproducibility of a statement about a historical event that

could not possibly be repeated" and "A reader who accepts a conclusion

without reading all the procedures and thinking hard about them is

accepting the conclusion on the basis of prior beliefs." (Designing

Evaluations, pp. 121, 122). I find it difficult to believe that in

ex-post-facto research the necessary information has been preserved for

considering reproducibility.

 

I might agree that correlational research has no "necessary" advantage, but

this is a technical point. Practical advantage, especially with regard to

reproducibility, is another matter.

 

 

Gregory Camilli

Department of Educational Psychology

Graduate School of Education

Rutgers University

10 Seminary Place

New Brunswick, NJ 08903

phone: 732-932-7496 ext. 343

fax: 732-932-6829

 

Visit the GSE Website: http://www.gse.rutgers.edu

 

_________________

 

2/19/98

 

 

Date: Thu, 19 Feb 1998 16:25:17 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: The correlation/causal-comparative controversy -Reply -Reply

MIME-version: 1.0

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Gregory, I have a couple of thoughts that I think are relevant to our

discussion. They are at the end of each paragraph...

 

>>> Gregory Camilli <camilli@RCI.RUTGERS.EDU> 02/19/98 11:22am >>>

I think it's wise to make a distinction between non-experimental studies

and quasi-experimental studies. That is, a quasi-experimental study can

be prospective and consequently many issues of control (e.g., selection

bias) can be worked out in advance. For example, suppose a treatment

is to be delivered to students having trouble (of some kind) with reading.

An ex-post-facto approach might be used to study such children in terms

of their exposure to different reading environments and

opportunity-to-learn. However, a different approach is to prospectively

design a program based on the best current understandings, and then to

assign students to treatment and comparison based on some measure of

need. This is Campbell's regression discontinuity design.

 

My thought is:

--Nonexperimental research can also be retrospective OR

PROSPECTIVE. Let's look at Kerlinger's chapter on ex post facto

research in his 1973 book (i.e., when he still used the term ex post facto)

where he says "The usual ex post facto study uses groups that exhibit

differences in the dependent variable. In some longitudinal-type studies

the groups are differentiated first on the basis of the independent

variable. But the two cases are basically the same [with regard to the

problem of selection], since group membership on the basis of a variable

always brings selection into the picture" (p.383).

--The leading selling book in educational research (for many years) by

LR Gay says (when discussing CC research), "The basic approach is

sometimes referred to as retrospective causal-comparative research

(since it starts with effects and investigates causes), and the variation

as prospective causal-comparative research (since it starts with causes

and investigates effects). Retrospective causal-comparative studies are

far more common in educational research" (Gay, fourth edition, p.284).

--Finally, obviously some survey researchers (e.g., how about many

ot the sociologists and political scientists at the Institute for Social

Research in Ann Arbor) conduct prospective research to investigate

cause and effect (explanatory research), and they make no distinction

based on the scaling of the independent variable.

--My point is this: both causal-comparative and correlational research

can be prospective, and that neither CC nor Corr research is necessarily

better or worse than its nonexperimental rival.

 

Gregory also said:

Of course, naturally-occurring treatments -- given a thick data base of

descriptive information -- might also uncover effective treatments. Yet

theories formed retrospectively (regardless of cross-validation) do not

carry the weight of prospective investigations. No matter how

eloquently my friend might argue that he "knew" it was going to rain

today based on his extensive meteorological expertise, I would still

require a set of corroborated predictions to satisfy my skeptical nature.

 

My thought is

--You make a good point, but don't forget that even IF someone is doing a

retrospective study, that does not mean that they have necessarily fallen

victim to the post hoc, ergo propter hoc fallacy. (As an example, Paul

Lazarsfeld's technique of elaboration does not fall into this trap.) The

point I want to make is that retrospective research can also be

hypothesis and theory DRIVEN, focusing on confirmation. That is, there is

no reason that retrospective studies must be data-then-hypotheses.

They can also be of the form hypotheses-then-data. I agree with you

that prospective studies are potentially more convincing than

retrospective ones... Again, however, at least according to Gay,

Kerlinger, and me, there is no reason why nonexperimental or

causal-comparative or correlational research must be retrospective;

hence, the point I think you are trying to make is somewhat moot. (I'm not

quite sure which earlier comment you were reacting to, if any.) BTW, do

you contend that correlational research CAN be prospective? If yes, then

I guess you would conclude that correlational has an advantage over

causal-comparative, other things equal. You have found a point where

some viewpoints do differ. In particular, Fraenkel said in an earlier

message that causal-comparative research is retrospective research.

Remember that our debate is over the strength of the two

NONexperimental methods, causal comparative versus correlational

research (as defined in our textbooks); that excludes quasi-experimental

research and experimental research.

 

<snip>

 

Sorry if I missed some of your points...

 

Regards,

Burke J.

 

____________________

 

Date: Fri, 20 Feb 1998 09:13:10 MST

From: Norman David Giesbrecht <ndgiesbr@ACS.UCALGARY.CA>

Subject: S.E.M. as Causal-Comparative

MIME-Version: 1.0

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I would like to suggest that some of the causal-comparative

vs. correlational discussion has been: a)limited by an out-dated

view of causal-comparative, b) that causal-comparative is

defined by purpose, design, and analysis rather than

variable measurement, and c) that structural equation modeling

is a much more current expression of causal-comparative design.

 

a) Borg & Gall (5th ed) describe the causal-comparative approach

as "one approach to epxloring cause-and-effect relaitonships

... a particular way of analyuzing relational data" and (but ?)

go on to describe it in terms of t-tests and anova/manova.

I would content that the comparison of means across groups

reflects an out-dated approach. i.e., even Borg & Gall

state "the causal-comparative method was more widely used

years ago than it is now, because the statistical techniques

associated with this method - primarily the t-test and

analysis of variance - were well known to researchers

then. In recent years, however, researchers have

dsicovered that correlational statistics ... can do

everything that the t-test and anlsysis of variance

can do and more" (p. 536-537)

 

My contention is that the earlier incarnation of

causal-comparative "was more widely used years ago"

because it was (as others have said) a "psuedo"

experimental approach without the rigor of

an experimental design but utilizing anlaytic

techniques and treating the results as similar

to experimental findings.

 

b) as others have pointed out, variable measuremnt

(i.e., categorical) is a red herring ... it is

only when "comparative" is used to refer to

a comparison between two+ groups that a

categorical variable enters the anlaysis

 

c) I would contend that "comparative" need

not refer to two groups of subjects but can

(more appropriately) refer to comparison

between theory and data (hence "causal-comparison")

 

Structural equation modeling techniques utilize

a comparison between hypothesized theoretical

relationships (both at the measurement and

factor-relaitonship or path level) and the

correaltion/covariance patterns in the actual

data. Categorical variables may or may not

be present, multiple groups may or may not

be present (i.e., multi-sample analyses)

... one could say the technique uses

advanced correlational procedures to

evaluate causal hypotheses through comparison

of "real data" with "theoretically-grounded

causal hypotheses". The data can be longitudinal

(which addresses some of the causal pre-conditions

re: time-ordering of events / variables) but

does not typically use and experimental design.

Typical caveats re: causal claims hold, of course.

I think there is value in distinguishing an

sem-oriented causal-comparative approach from

a correlational approach .. .though the difference

is more of degree than character.

 

My 2 cents,

Norman Giesbrecht, Ph.D.

__________________

2/23/98

 

Date: Mon, 23 Feb 1998 15:32:04 EST

From: Michael Scriven <Scriven@AOL.COM>

Subject: Re: The correlation/causal-comparative controversy

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In a message dated 2/19/98 5:51:50 AM, you wrote:

 

<<Could we please be enlightened as to an operational definition of what is a

good pedigree in order to claim CC rather than just Corr?>>

 

Yes, sorry; I'm going back to the original idea behind CC, which was taken to

be equivalent to the use of categorical variables, and I'm bypassing the

latter move - which I think was a mistaken analysis - in order to save the key

methodological point, which is that there are non-experimental studies that

modestly support (but do not deductively entail) causal connection better than

studies about which we only know that some of the variables are correlated.

 

Guilty of not clarifying this before. I see this discussion as something like

bypassing the interpretation of factor analysis that leads people to talk

about factors 'explaining' the variance - which they don't in general because

f.a. is only correlational analysis - and pointing out that, nonetheless, if

the factors are prescreened for causal potency in like contexts, one can

generate plausibility-increasing arguments for causation from f.a.

 

Michael Scriven

 

--Boundary_(ID_NJXVVseJBml4C16DAoYYgQ)

_____________

 

Date: Mon, 23 Feb 1998 16:44:42 EST

From: Michael Scriven <Scriven@AOL.COM>

Subject: Re: Causal comparative and cause

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In a message dated 2/19/98 9:26:47 AM, Mark Fetler wrote:

 

<<Would you care to define "causation." >>

 

Ah, with friends like Mark, who needs enemies!

 

Cause is an absolute primitive, i.e., not definable in terms of other, simpler

and different notions. There have been many attempts at the definition and

probably the closest one can come is to say that a cause is an essential

element of a group of factors which together comprise an empirically

sufficient condition for the effect. However, (i) in most contexts, some of

the remaining factors are not known, one only infers their existence; (ii)

this definition fails because of cases of overdetermination (since there would

be at least two such entities present, but only one is in fact the cause). So,

the notion is irreducible, in the same way as the concept of knowledge or

number is irreducible, but clear enough to all of us that we can use it.

 

It is of course intimately connected to the primitive notion of agency, of

doing something, which we acquire around two years of age; hence the

importance of random assignment in the classical design. So, that's not just a

matter of certainty, it's connected to the essence of the concept - random

assignation is our lab equivalent of us 'just doing' whatever it is the

independent variable is doing, i.e., from free choice. That's what breaks the

link to other prior causes that might otherwise be the real cause.

 

Michael Scriven

Claremont Graduate University

 

--Boundary_(ID_NJXVVseJBml4C16DAoYYgQ)

 

Date: Mon, 23 Feb 1998 21:00:41 EST

From: Michael Scriven <Scriven@AOL.COM>

Subject: Re: The correlation/causal-comparative controversy -Reply

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Wish I had time to take up all of Burke Johnson's points, but I'm about 400

messages backlogged and must get to the ones from current students, and

perhaps my earlier replies to Mark Fetler and others will help, along with

this one.

 

1. I'm bypassing what I consider the mistaken excursion into the modality of

the IV. Your arguments about that are fine. But that's not the main point,

it's a distraction.

 

2. Focussing on the main point, whether there are two classes of research

(which overlap, but have distinct non-overlapping parts), plain correlational

vs. the well-done ex post facto, then the comments you quote from L.R. Gay are

all fine, much to your horror. Try reading them again without thinking about

the quantitative/categorical issue as central.

 

3. The Kerlinger quote is fine, but has to be interpreted rather carefully: he

says "Inferences about relations among variables are made, without direct

intervention, from concomitant variation of independent and dependent

variables". Won't quite do, unless we add (or treat as implicit), "with

varying degrees of plausibility, depending on the causal pedigree and the

particular context". That's why the Utah hospital study of the smoking/lung

cancer (population was adult converts to Mormonism) connection was so

important, and why previous correlational studies were inadequate: the

intervention (stopping smoking) was quasi-random, although this was not an

experimental study.

 

Sorry that I seemed not to be giving you any basis for my conclusions; it's

hard to know how far back to go in these discussion without losing most of the

readers. Perhaps this comes nearer.

 

Cheers,

 

Michael Scriven

 

--Boundary_(ID_NJXVVseJBml4C16DAoYYgQ)

 

Date: Mon, 23 Feb 1998 23:02:37 -0500

From: "Bryan W. Griffin" <bwgriffin@GSVMS2.CC.GASOU.EDU>

Subject: Correlational and Causal-Comparative, and retro/prospective studies

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Hello Michael

 

After reading your messages, I think perhaps I understand what you are

trying to say, but your points are difficult to understand. The reason, I

think, is because you appear to be confusing causal-comparative and

correlational with the distinction between retrospective (case-control) and

prospective (cohort) non-experimental investigations.

 

With some of your comments ("well-done ex post facto," and the reference to

a smoking study), it appears that you are referring to advantages of

prospective non-experimental studies relative to retrospective studies, not

with inherent differences between CC and correlational studies. If this is

the case, then I agree that "well-done" prospective studies are better than

retrospective studies.

 

Now, both prospective and retrospective studies can be either CC or

correlational, so the question still remains -- why do we need the

distinction between CC and correlational studies? And does the difference

between CC and correlational amount only to the scaling of the IV?

 

 

*******************

>2. Focussing on the main point, whether there are two classes of research

>(which overlap, but have distinct non-overlapping parts), plain correlational

>vs. the well-done ex post facto, then the comments you quote from L.R. Gay

are

>all fine, much to your horror. Try reading them again without thinking about

>the quantitative/categorical issue as central.

 

>3. The Kerlinger quote is fine, but has to be interpreted rather

carefully: he

>says "Inferences about relations among variables are made, without direct

>intervention, from concomitant variation of independent and dependent

>variables". Won't quite do, unless we add (or treat as implicit), "with

>varying degrees of plausibility, depending on the causal pedigree and the

>particular context". That's why the Utah hospital study of the smoking/lung

>cancer (population was adult converts to Mormonism) connection was so

>important, and why previous correlational studies were inadequate: the

>intervention (stopping smoking) was quasi-random, although this was not an

>experimental study.

>

>

___________________________________________________________________

Bryan W. Griffin

Phone: 912-681-0488

E-Mail: bwgriffin@gsvms2.cc.gasou.edu

WWW: http://www2.gasou.edu/edufound/bwgriffin/bgriffin.htm

 

--Boundary_(ID_NJXVVseJBml4C16DAoYYgQ)--

__________

2/24/98

 

Date: Tue, 24 Feb 1998 15:52:52 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: A Correlational/C-C Questionnaire

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Michael Scriven said:

<snip>

The key methodological point...is that there are non-experimental studies

that modestly support (but do not deductively entail) causal connection

better than studies about which we only know that some of the variables

are correlated.

 

Here is my comment and general reply to Michael Scriven:

I believe that this particular comment is obvious to everyone on this list.

Elaborating, I assume that you mean that some non-experimental studies

are better than others depending on one's search for alternative

hypotheses, statistical control of plausable confounding variables,

attempts to establish time order based on theoretical considerations and

on design control such as the use of prospective instead of

cross-sectional data, etc. These are the kinds of considerations we all

make when we are interested in cause and effect. We don't seem to be

getting anywhere in our replies to each other SO FAR... Perhaps, we

can locate our differences using a DIFFERENT approach...

 

I BELIEVE THAT WE CAN CLARIFY ANY DIFFERENCES WE MIGHT HAVE

WITH EACH OTHER, OR WITH THE CONTENTIONS MADE IN OUR

TEXTBOOKS, IF YOU WILL DEFINE THESE TWO WORDS AND ANSWER

MY "ASSUMPTIONS QUESTIONNAIRE."

 

BTW, I HOPE THE _OTHERS_ FOLLOWING THIS DISCUSSION WILL ALSO

DO THE FOLLOWING...

 

First, please define these two words:

1. Correlational research.

 

 

2. Causal-comparative research.

 

 

Second, fill out the following brief questionnaire:

 

1. The independent variable in a causal-comparative design can be:

a. categorical

b. quantitative

c. both a and b

 

2. The independent variable in a correlational design can be:

a. categorical

b. quantitative

c. both a and b

 

3. A causal-comparative study can be:

a. retrospective

b. prospective

c. both a and b

 

4. A correlational study can be:

a. retrospective

b. prospective

c. both a and b

 

5. A researcher doing a causal-comparative research study can control

for some alternative explanations or confounding variables.

a. true

b. false

 

6. A researcher doing a correlational research study can control for

some alternative explanations or confounding variables.

a. true

b. false

 

7. In causal-comparative research, the researcher can state his or her

hypotheses a priori and then test those hypotheses with empirical data.

a. true

b. false

 

8. In correlational research, the researcher can state his or her

hypotheses a priori and then test those hypotheses with empirical data.

a. true

b. false

 

 

9. Please list any differences between CC and Corr research that were

not addressed in this questionnaire but do affect one's ability to make

causal attributions.

_____________________________________________________

 

_____________________________________________________

 

_____________________________________________________

 

I suspect that if you will tell us your definitions of C-C and Corr and fill out

the questionnaire then we will be able to see how C-C and correlational

DIFFER according to you. THEN we should be able to determine whether

the differences identified in the definitions, the questionnaire, and your

additional responses affect one's ability to make causal attributions.

 

Does it make sense to claim that one can make claims about cause and

effect with causal-comparative but NOT with correlational? I contend that

once you clear out the smoke, you will not find any difference that

affects one's ability to establish evidence of causality. If there is an

important difference then someone on this list should surely be able to

identify it for us.

 

Before I end, I want to make it clear that I believe the following argument

is illogical... I call it the "stereotype argument" (and it is insulting, I

suspect, to people trained in rigorous correlational research methods). It

goes something like this, "Causal-comparative research can be used to

gather some evidence about causality; however, correlational research

cannot. This is true because...you know...THOSE CORRELATIONAL

RESEARCHERS don't know how to control for confounding variables or

provide evidence about the time ordering of their variables...but THOSE

CAUSAL-COMPARATIVE RESEARCHERS certainly DO know how...they

just TEND to know a little more about good research than correlational

researchers..."

 

Let's see if we can all get to the bottom of this!

 

Cheers, and thanks in advance for your reply.

 

Burke Johnson

_____________

 

Date: Tue, 24 Feb 1998 17:02:58 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: The correlation/causal-comparative controversy -Reply -Reply

MIME-version: 1.0

Content-type: text/plain

 

My replies are embedded:

 

>>> <Scriven@aol.com> 02/23/98 08:00pm >>>

Wish I had time to take up all of Burke Johnson's points, but I'm about 400

messages backlogged and must get to the ones from current students,

and perhaps my earlier replies to Mark Fetler and others will help, along

with this one.

 

My reply:

Michael, I provided a very brief questionnaire in my previous post. I also

ask one question below. It should not take much time.

 

Michael said:

1. I'm bypassing what I consider the mistaken excursion into the modality

of the IV. Your arguments about that are fine. But that's not the main

point, it's a distraction.

 

My reply:

I also consider the modality of the IV to be mistaken. It just happens to be

what is taught in many of our texts--therefore, it seems hardly "a

distraction." I have been suggesting for quite some time now that the

modality of the IV is irrelevant for causality. Hence, we agree on this

point. Let's go on to the next point and determine whether we agree...

 

Michael also said:

2. Focussing on the main point, whether there are two classes of

research (which overlap, but have distinct non-overlapping parts), plain

correlational vs. the well-done ex post facto, then the comments you

quote from L.R. Gay are all fine, much to your horror. Try reading them

again without thinking about the quantitative/categorical issue as central.

 

My reply:

Okay. Eliminating the quantitative/categorical issue, the difference

between causal-comparative and correlational research dissappears.

They are both nonexperimental approaches, and both may provide some

evidence of causality to the degree that they 1. establish the existence

of relationships, 2. provide evidence of time ordering of variables, and 3.

eliminate alternative hypotheses.

 

Once again, the STRAW MAN appears in your argument about why C-C

is better than Corr. You compared "plain correlational vs. the well-done

ex post facto". Why do you insist on making this comparison? The only

reason that I can think of is because of a stereotype you may have of

"correlational researchers." ("Those causal-comparative researchers

attempt to eliminate alternative explanations...but THOSE

CORRELATIONAL RESEARCHERS do not.") I remind you that the early

developers of path analysis and SEM woud probably call themselves

correlational researchers BEFORE they would call themselves

causal-comparative researchers--I'm referring to economists and

sociologists here, who, have likely never heard the term

CAUSAL-comparative research. Where am I going wrong here? I remind

you of an important question I posed earlier but you did not answer: (I

modified the question, using the words causal-comparative and

correlational rather than the words categorical variable and quantitative

variable, since you agreed that the scaling of the IV is irrelevant.)

 

Do you agree or disagree with the following statement?

"When we compare apples to apples (e.g., the simple cases of CC and

Corr, with no controls) and when we compare oranges to oranges (e.g.,

the cases of CC and Corr where several variables have been

controlled), and so forth (e.g., a prospective CC versus a

prospective Corr . . . ), it just DOESN'T MATTER whether one has a

causal-comparative design or a correlational design in terms of cause

and effect."

 

Please answer these two questions.

 

Q1. Do you agree or disagree with that statement (about apples and

oranges and causality)?

 

Q2. If there is a flaw in the statement, what is the flaw?

 

<snip>

 

Michael said:

Sorry that I seemed not to be giving you any basis for my conclusions;

it's hard to know how far back to go in these discussion without losing

most of the readers. Perhaps this comes nearer.

 

My comment:

If you take a moment to answer the two questions posed above (one of

the questions only requires a yes or a no answer) and the BRIEF

questionnaire in my previous post to you (I think there were 9 questions,

8 of which were multiple choice), I'm pretty sure we can get to the heart

of this debate rather QUICKLY. Then, perhaps, we can find an agreeable

solution.

 

Thanks for your thoughts!

Burke Johnson

 

Cheers,

Michael Scriven

____________

2/26/98

 

Date: Wed, 25 Feb 1998 18:11:08 -0800

From: DEANNA NIELSON <nielsond@WORLDNET.ATT.NET>

Subject: Re: 10 Reasons Causal-Comparative is better than Correlational

MIME-version: 1.0

Content-type: text/plain; charset=us-ascii

Content-transfer-encoding: 7bit

 

Burke Johnson wrote:

>

> Here are some arguments about "why causal-comparative research is

> better than correlational research" that just don't work:

>

> 1. I wish it was better, so it is.

> 2. I was told that it was better, so it must be.

> 3. I read somewhere that it was better, so it must be.

> 4. I feel that it is better, so it must be.

> 5. I had a dream . . .

> 6. It is better because those correlational people don't know how to

> control for third variables or think about causality as well as us true

> scientists.

> 7. It LOOKS more like an experiment, so it must be better.

> 8. It is better because we DEFINE it to be better.

> 9. "Comparative" is a better word than "correlational."

> 10. It is just better.

>

> Sorry to be silly, but I was bored...

>

> Burke Johnson

 

Thanks, Burke. While I've enjoyed all the discussion and debate, I

appreciate the sentiments expressed here.

 

Deanna Nielson

 

--Boundary_(ID_9tlioJ6gpHp3Fvm4CQX2Zg)

 

Date: Wed, 25 Feb 1998 21:33:51 -0500

From: Maria Pennock-Roman <mjp12@PSU.EDU>

Subject: Re: 10 Reasons Causal-Comparative is better than Correlational

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

Although I'm a little tired of this discussion, I do agree with Burke that

the distinction between causal-comparative and correlational studies is

superficial and it involves the statistics used, and not the strength of

causal inferences that can be made from it. (The Gall et al book is very

clear on this issue.)

 

At least two persons on the list have already mentioned one superior

correlational method---structural equation modeling which is probably the

best way to control of extraneous and rival explanations in non-experimental

designs. Most well done correlational studies today do not merely report

the strength of an association-- they fit several path models to test which

model or rival hypothesis is most consistent with the data found. Because

SEM models can include both categorical and continuous variables, they are a

powerful method for examining differences between existing groups composed

of individuals who have not been randomly assigned to their group (as is

typical of non-experimental data). Such an analysis can give us a much

better handle on what is a more plausible "cause" than another, because some

competing explanations are ruled out.

 

Perhaps the persons still claiming that CC designs are more powerful for

establishing causes are unfamiliar with well done SEM studies. The EQS

manual by Bentler gives a list of studies that have used SEM for those

interested in looking up what has been done with this method. You'll see

that they go far beyond examining merely the strength of association between

variables.

 

Maria

 

 

At 03:07 PM 2/25/98 -0600, you wrote:

>Here are some arguments about "why causal-comparative research is

>better than correlational research" that just don't work:

>

>1. I wish it was better, so it is.

>2. I was told that it was better, so it must be.

>3. I read somewhere that it was better, so it must be.

>4. I feel that it is better, so it must be.

>5. I had a dream . . .

>6. It is better because those correlational people don't know how to

>control for third variables or think about causality as well as us true

>scientists.

>7. It LOOKS more like an experiment, so it must be better.

>8. It is better because we DEFINE it to be better.

>9. "Comparative" is a better word than "correlational."

>10. It is just better.

>

>Sorry to be silly, but I was bored...

>

>Burke Johnson

>

>

Maria Pennock-Roman

Associate Prof. of Educational Psychology

232 CEDAR Bldg.

The Pennsylvania State University

University Park, PA 16802-3109

tel. (814) 865-4368

mjp12@psu.edu

 

_____________

2/28/98

 

Date: Fri, 27 Feb 1998 15:56:07 EST

From: Scriven <Scriven@AOL.COM>

Subject: Re: The correlation/causal-comparative controversy -Reply

MIME-Version: 1.0

Content-Type: text/plain; charset=US-ASCII

Content-Transfer-Encoding: 7bit

 

Sorry, Burke, can't do the quiz because I'm running 200 messages a day and it

is now well buried. But here's a simple enough answer to your underlying

question.

 

1. There is a perfectly respectable kind of correlational research that

provides zero basis for causal ascription. It only looks at the correlation,

which is useful for valuable tasks such as prediction. Let's call this basic

correlational (BC) research.

 

2. There is another kind of research, experimental causal (EC) research, which

provides the best possible basis for ascription of causes, especially but not

only if it has randomly assigned treatment to matched groups.

 

3. There's another kind of research, which can provide a prima facie basis for

cautious causal ascription, although not experimental. It makes sense to call

this causal correlational (CC) research. The strongest form of it involves

apparently random application of a known possible cause in a 'natural

experiment', which is found to be highly correlated with the occurrence of a

potential effect.

 

It does not seem helpful to insist that 1 and 3 are simply (sophisticated)

correlational; the distinction has long been recognized by researchers in a

score of fields.

 

Michael Scriven

Claremont Graduate University

 

------------------------------

 

Date: Fri, 27 Feb 1998 19:11:00 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: The correlation/causal-comparative controversy -Reply -Reply

MIME-Version: 1.0

Content-Type: text/plain

 

Michael,

 

Perhaps someone will pick up on your solution. Here is my paraphrase

of your comment: Delineate two forms of nonexperimental research and

call them: basic correlational (BC) and causal correlational (CC). Causal

thinking and evidence are important in the latter approach.

 

I wonder what others think about this? I have no major problems with it,

as long as no one claims that the independent or predictor variable must

be quantitative in basic correlational and the independent variable must

be categorical in causal correlational. I do, however, think the term

"correlational" has a lot of baggage attached to it and should probably not

be used in either case. Cook and Campbell argued in 1979 that we

should drop the term "correlational" research. We should probably have

listened to them. Perhaps the following terms would be better for your

two cases: "basic relationship" research and "causal relationship"

research (i.e., BR and CR). I'm doing some writing on this topic, and I am

leaning toward these words: descriptive research, predictive research,

and nonexperimental explanatory research. Causal thinking becomes

important in the last case (i.e., explanatory). BTW, if you are wondering

where survey research is...I treat it as a method of "data collection" that

can be used in descriptive, predictive, or explanatory research. (I have

learned that there is no perfect research methods typology.)

 

Does anyone have any thoughts on these nonexperimental research

classification systems:

1. Basic correlational research versus causal correlational research

2. Basic relationship research versus causal relationship research

3. Descriptive research, predictive research, and nonexperimental

explanatory research.

 

Does anyone have a different typology of NONexperimental research

that they think works well?

 

Thanks for the discussion,

Burke Johnson

University of South Alabama

 

 

Michael Scriven said:

Sorry, Burke, can't do the quiz because I'm running 200 messages a day

and it is now well buried. But here's a simple enough answer to your

underlying question.

1. There is a perfectly respectable kind of correlational research that

provides zero basis for causal ascription. It only looks at the correlation,

which is useful for valuable tasks such as prediction. Let's call this basic

correlational (BC) research.

2. There is another kind of research, experimental causal (EC) research,

which provides the best possible basis for ascription of causes,

especially but not only if it has randomly assigned treatment to matched

groups.

3. There's another kind of research, which can provide a prima facie

basis for cautious causal ascription, although not experimental. It makes

sense to call this causal correlational (CC) research. The strongest form

of it involves apparently random application of a known possible cause in

a 'natural experiment', which is found to be highly correlated with the

occurrence of a potential effect.

It does not seem helpful to insist that 1 and 3 are simply (sophisticated)

correlational; the distinction has long been recognized by researchers in

a score of fields.

 

Michael Scriven

Claremont Graduate University

 

------------------------------

 

Date: Fri, 27 Feb 1998 20:44:25 -0500

From: Maria Pennock-Roman <mjp12@PSU.EDU>

Subject: Re: The correlation/causal-comparative controversy -Reply -Reply

MIME-Version: 1.0

Content-Type: text/plain; charset="us-ascii"

 

Hi, Burke, and Michael, I vote for the last choice: descriptive,

predictive, and non-experimental explanatory research. Maria

 

>Does anyone have any thoughts on these nonexperimental research

>classification systems:

>1. Basic correlational research versus causal correlational research

>2. Basic relationship research versus causal relationship research

>3. Descriptive research, predictive research, and nonexperimental

>explanatory research.

>

>Does anyone have a different typology of NONexperimental research

>that they think works well?

>

>Thanks for the discussion,

>Burke Johnson

>University of South Alabama

>

>

>

Maria Pennock-Roman

Associate Prof. of Educational Psychology

232 CEDAR Bldg.

The Pennsylvania State University

University Park, PA 16802-3109

tel. (814) 865-4368

mjp12@psu.edu

______________

 

Date: Sat, 28 Feb 1998 14:25:06 -0500

From: Gregory Camilli <camilli@RCI.RUTGERS.EDU>

Subject: Correlation/causal-comparative: Reply to Burke

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

Looking over the aera-d message archive, I realized I had missed the

comment by

Burke Johnson:

 

>My thought is:

--Nonexperimental research can also be retrospective OR PROSPECTIVE.

 

I used the term "quasi-experimental" which poses a kind of "what if"

question, e.g., if a control group subject had received a treatment, what

would the increment (decrement) in outcome have been? To carry out a

quasi-experimental study (either prospective or retrospective), it must be

theoretically possible for a case to be (or to have been) assigned to a

treatment or control condition. "Nonexperimental" more appropriately

refers to the situation in which this is not possible, e.g., sex difference

studies. Now this discussion might be somewhat moot to the original point

of contention which was limited solely to nonexperimental methods. BTW, I

completely agree that the scaling of the independent variable has no

necessary connection to the quality of an inference.

 

-- BTW, do you contend that correlational research CAN be prospective? If

yes, then I guess you would conclude that correlational has an advantage over

causal-comparative, other things equal.

 

Sorry, I can't parse the (compound) question. If you care to rephrase,

I'll take a whack.

 

One other point I would like to make. Burke Johnson said:

<snip>

 

> BTW, correlation or relationship is a

>necessary but not sufficient condition for causation, right? As I tell my

>students, "it ain't nearly enough but you gotta have it."

 

There is a well-know situation in which a causal effect exists, but the

correlation is zero: the suppressor effect. Sufficiently tangled

relationships might also result in an controlled coefficient with a

near-zero estimate when the true effect is nonzero (i.e., when key

independent variables are poorly measured or highly correlated). I think

the right way to acknowledge the correlation-cause connection is "causation

is a necessary, but not sufficient cause for observed correlation."

 

 

Gregory Camilli

Department of Educational Psychology

Graduate School of Education

Rutgers University

10 Seminary Place

New Brunswick, NJ 08903

phone: 732-932-7496 ext. 343

fax: 732-932-6829

 

Visit the GSE Website: http://www.gse.rutgers.edu

 

--Boundary_(ID_D1OHwRYQxPHmZZ07XlJF0A)

 

Date: Sat, 28 Feb 1998 16:28:31 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Correlation/causal-comparative: Reply to Burke -Reply

MIME-version: 1.0

Content-type: text/plain

 

Gregory Camilli replied to my earlier contention that "correlation or

relationship is a necessary but not sufficient condition for causation" as

follows:

<snip>

 

There is a well-know situation in which a causal effect exists, but the

correlation is zero: the suppressor effect. Sufficiently tangled

relationships might also result in an controlled coefficient with a

near-zero estimate when the true effect is nonzero (i.e., when key

independent variables are poorly measured or highly correlated). I think

the right way to acknowledge the correlation-cause connection is

"causation is a necessary, but not sufficient cause for observed

correlation."

 

My comment:

We discussed this issue (suppressor effects, moderated effects,

curvilinear effects, etc.) and decided that the three commonly cited

criteria for direct causation (i.e., 1. relationship of some form, 2. time

ordering of the variables, and 3. rule out alternative explanations) should

still stand. You are right, though, that condition number one should not

say "correlation." In my defense, I did originally say "correlation OR

relationship." I think the word "correlation" should probably be dropped

from condition one because the word brings to mind a statistical index.

How's this: Condition 1 "a relationship between the variables must exist

in order for direct causation to occur." Condition 1 (as rewritten) stands

as a necessary but not sufficient condition for causation.

 

Burke J.

______________

3/2/98

 

Date: Mon, 2 Mar 1998 13:30:25 -0500

From: Gregory Camilli <camilli@RCI.RUTGERS.EDU>

Subject: Re: Correlation/causal-comparative: Reply to Burke -Reply-Reply

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

Burke wrote (in a private message that he has agreed to let me post):

 

>"A relationship of some form between events or variables A and B is

necessary but not sufficient for direct causation."

 

>I interpret the statement to say that it must be theoretically possible to

observe a relationship of some form.

 

I think the problem is this: the relationship in question must be measured

in some way that does not beg the causal question. Moreover, the statement

depends on having a conceptually sharp notion of causation. Without these

prereqs, there is no way to verify the truth of the statement. As an

opinion, however, it seems to be as good, if not better, than many other

opinions about cause-effect; though many such opinions cannot be falsified.

For example, "All things are caused by an undetectable gremlin." So,

despite the beating that Hume takes from Michael Scriven, there is much

wisdom IMO about the critical role of experience in providing coherence

between understandings of causes and effects.

 

 

 

 

Gregory Camilli

Department of Educational Psychology

Graduate School of Education

Rutgers University

10 Seminary Place

New Brunswick, NJ 08903

phone: 732-932-7496 ext. 343

fax: 732-932-6829

 

Visit the GSE Website: http://www.gse.rutgers.edu

 

--Boundary_(ID_STJaP/EZ8K4WySIUGA/D+Q)

 

Date: Mon, 2 Mar 1998 14:45:32 -0500

From: Gregory Camilli <camilli@RCI.RUTGERS.EDU>

Subject: Re: Correlation/causal-comparative: Reply to Burke -Reply

MIME-version: 1.0

Content-type: text/plain; charset="us-ascii"

 

Burke wrote:

 

>My comment:

>We discussed this issue (suppressor effects, moderated effects,

>curvilinear effects, etc.) and decided that the three commonly cited

>criteria for direct causation (i.e., 1. relationship of some form, 2. time

>ordering of the variables, and 3. rule out alternative explanations) should

>still stand. You are right, though, that condition number one should not

>say "correlation." In my defense, I did originally say "correlation OR

>relationship." I think the word "correlation" should probably be dropped

>from condition one because the word brings to mind a statistical index.

>How's this: Condition 1 "a relationship between the variables must exist

>in order for direct causation to occur." Condition 1 (as rewritten) stands

>as a necessary but not sufficient condition for causation.

 

Still doesn't work. If you reject the "correlation" content but retain

"relationship," the statement is dangerously close to a tautology (since

"cause" could be operationalized as "direct relationship"). As I noted in

my post both correlational indices and measures of direct relationship can

be within a stone's throw of zero given a true causal effect. Some of this

has to do with the imperfections of measurement, but some of it also has to

do with model or specification error.

 

What I did realize at the time is that there is plenty of experiences in my

field where direct nozero estimates (statistically significant beyond

argument) are also not indications of a true effects. For example, with

incorrectly specified models in DIF analysis, nonzero effects are LIKELY to

be found when true effects are zero. (Rebecca Zwick shows this clearly in

her 1990 JES article.) So what we are left with is

 

1. Causation is neither necessary nor sufficient for observed nonzero

correlation.

 

2. Observed nonzero correlation is neither necessary nor sufficient for

causation.

 

This may be the reason why you hear people saying that evidence and theory

are "loosely coupled." Thus, some scientists continue to work on problems

after "definitive" solutions have been demonstrated because they mistrust

the evidence or models used to draw conclusions. For example, the

continuing controversy over the universe expansion constant (Alan Sandage

and the French guy) could not be resolved. (I have heard recently that the

issue has been settled in favor of an ever-expanding universe, but can't

recall the source.)

 

"Cause and effect" is a tough nut to crack as Michael Scriven has noted. I

agree with his statement -- given the limitations -- that " a cause is an

essential element of a group of factors which empirically comprise an

empirically suffficient condition for the effect." Still, I believe that

his limitations are understated for a number of reasons. First, effects

are not measured independently of theories, and thus cannot be verified in

an absolute sense. Second, individual studies are typically not equal to

the task of sorting through and ordering sufficient conditions -- or

establishing a definitive measurement procedure for determining an effect.

Third, even given Michael's definitional framework, cause-effect is not

unrelated to purpose. For example, in some situations it might be

sufficient to say that a person is sick because he has a fever. For other

purpose, the pathogen must me identified; and still for other purposes,

specific proteins produced by the pathogen must be understood.

 

In a larger sense, CC and CR studies both contribute to a research process.

While CR studies have great flexibility, CC studies often have a greater

simplicity. No doubt individual preference will continue to play a large

role in selection methodology, but so might a substantive question.

 

Finally, Michael's remark on cause reminds me of a story I heard about an

executive who was bemusing the fact that one half of the agency's

advertizing budget was a waste. Problem was, the exec didn't know which

half.

 

 

Gregory Camilli

Department of Educational Psychology

Graduate School of Education

Rutgers University

10 Seminary Place

New Brunswick, NJ 08903

phone: 732-932-7496 ext. 343

fax: 732-932-6829

 

Visit the GSE Website: http://www.gse.rutgers.edu

 

--Boundary_(ID_STJaP/EZ8K4WySIUGA/D+Q)

 

Date: Mon, 2 Mar 1998 15:17:33 -0600

From: Burke Johnson <BJOHNSON@USAMAIL.USOUTHAL.EDU>

Subject: Re: Correlation/causal-comparative: Reply to Burke -Reply -Reply

MIME-version: 1.0

Content-type: text/plain

 

Gregory Camilli points out the following:

1. Causation is neither necessary nor sufficient for observed nonzero

correlation. 2. Observed nonzero correlation is neither necessary nor

sufficient for causation.

 

My comment:

I totally agree with both of these statements.

 

Gregory also contends that the following statement is FALSE:

"A relationship of some form between events or variables A and B is

necessary but not sufficient for direct causation."

 

(The statement is criterion one in the commonly cited three criteria for

establishing causation: 1. a relationship of some form between two

events or variables, 2. time ordering, and 3. lack of alternative

explanations).

 

My comment:

I have pointed out that the term "relationship" includes but is not limited (in

my view) to a relationship as measured by a statistical index, and I totally

agree that one can be misled by simple statistical indices. The statement

says only that the two events or variables must be related in some way

(not necessarily causal) for direct causation to occur. I interpret the

statement to say that it must be theoretically possible to observe a

relationship of some form (i.e., in a world where all other factors can be

stripped away, where we have as much time as possibly needed,

where we have perfect eyesight, where we can see even causally

unconnected relationships such as an insignificant event on Mars and

one on earth, etc.). Based on yours and others comments, I have come

to view the statement in more of an ontological than methodological way.

 

Let's try this approach: IF THE STATEMENT IS FALSE, THEN PROVIDE

AN EXAMPLE THAT FALSIFIES IT.

 

Identify an example where some event is the result of another but they

are not related in any way. I don't think that an example has been

provided yet, do you?

 

Burke J.

_______________


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